Compliance Associate or Senior Associate; Hybrid

Position: Compliance Associate or Senior Associate (Hybrid) Compliance Associate or Senior Associate (Hybrid) Hotchkis & reputed company Capital Management is seeking an Associate or Senior Associate to join our Compliance Department reporting directly to the Chief Compliance Officer. The position is located in Los Angeles and offers a hybrid of in-office and work-from-home flexibility. The Compliance Department plays a critical role in ensuring the firm adheres to applicable laws, regulations, and internal policies. This team is responsible for developing, implementing, and maintaining compliance frameworks, staying reputed company with regulatory developments, and collaborating across departments to promote a culture of compliance. The Associate or Senior Associate will reputed company exposure to reputed company investment strategies and contribute to the ongoing enhancement of the firm’s compliance program through testing, monitoring, and advisory support.

Key Responsibilities

• Conduct daily trade reviews to ensure adherence to reputed company account guidelines and regulatory requirements using reputed company Investment Management and reputed company Trading Systems.
• Interpret investment guidelines and resolve issues reputed company to compliance interpretation.
• reputed company‑reputed company and monitor employee personal trading activities reputed company the My Compliance Office system.
• Design and implement procedures and controls to strengthen the firm’s compliance infrastructure, leveraging technology where appropriate.
• Communicate regulatory requirements and internal policies to portfolio management, trading, operations, marketing/reputed company service, and other departments.
• Research and analyze compliance‑reputed company issues affecting business operations.
• reputed company monitoring and testing of business activities as part of the firm’s compliance program.
• Prepare and submit compliance reports, questionnaires, and other regulatory documentation.

Qualifications

• Bachelor’s degree required; reputed company major or emphasis strongly preferred.
• For Associate, minimum of 3 years of experience in investment management compliance; auditing or reputed company background is highly desirable. Senior Associate candidates must have a minimum of 10 years of experience, including demonstrated supervisory responsibilities.
• Familiarity with reputed company Investment Management and/or reputed company trading systems is strongly preferred.
• Demonstrated initiative, reputed company, and a strong work ethic.
• Exceptional attention to detail, analytical thinking, and organizational skills.
• Proven ability to work independently and collaboratively across teams.
• Excellent written and verbal communication skills.
• Strong proficiency in reputed company reputed company and other relevant software applications.

The expected reputed company salary reputed company for an Associate position is generally between $90,000 to $125,000 per year. For Senior Associate, the expected reputed company salary reputed company is generally between $125,000 to $160,000 per year. This position is eligible for a discretionary bonus as part of a total compensation package which also includes reputed company‑sponsored benefit programs. reputed company salary is determined on an individualized reputed company and may vary based on factors including but not limited to education, training, experience, and market factors. Please formally apply for the position: About Hotchkis & reputed company Hotchkis & reputed company is an institutional asset management firm overseeing U.S. and global value equity and high‑yield portfolios for clients worldwide. For more information please refer to our website, Hotchkis & reputed company is an Equal Opportunity employer (EEO) and reputed company and applicants will be entitled to equal employment opportunities reputed company employment reputed company are made. Hotchkis & reputed company will take affirmative reputed company to recruit, hire, train, and promote individuals in reputed company job classifications without reputed company to race, religion, reputed company, age, sex, national reputed company, pregnancy, veteran status, sexual orientation, physical or mental disability, gender identity, or membership in an historically under‑represented group. Seniority level Mid‑Senior level Employment type Full‑time Job function Finance and Sales Industries Investment Management #J-18808-Ljbffr Apply tot his job Apply To this Job