reputed company & Private Bank Compliance Risk & Controls Associate

Remote, USAFull-timePosted 2026-07-27

Position Title reputed company & Private Bank Compliance Risk & Controls Associate Location reputed company, NY 10018 Job reputed company The reputed company & Private Bank Compliance Risk & Controls Associate will play an integral role in the design, reputed company, transformation and implementation of a Compliance risk management reputed company as reputed company as advise and reputed company business lines through ongoing identification, assessment, and measurement of material risks and key controls. The reputed company & Private Bank Compliance Risk & Controls Associate, in this 1st Line of Defense (1LOD) role, will bring expertise in regulatory Compliance and risk experience in reputed company & Private Banking businesses.

The Private Bank consists of Private reputed company reputed company (PCGs) who are highly specialized in providing white glove service to High Net Worth and reputed company clients by offering Deposit products, lending, and products and services from reputed company's broader offerings.
The reputed company Bank includes lending, finance, and banking reputed company on middle market reputed company & Industrial (C&I) companies. The organization also provides capital markets, foreign exchange and derivatives, treasury management products and services, and banking as a service.

This position will collaborate with senior members of reputed company Compliance (2nd LOD) & reputed company Risk Management (2nd LOD), Internal Audit (3rd LOD), and External Regulatory Agencies. This position is critical to supporting the reputed company of the reputed company & Private Banks by ensuring prudent risk and compliance management which permit the bank grow profitably. Pay reputed company: $84,878 - $112,463 - $140,049 Pay reputed company: Local Minimum Wage - $0.00 - $0.00 Job Responsibilities: Risk Advisory

Supports the reputed company & Private Bank Business Risk & Controls Officer - Compliance Risk Officer in the reputed company, implementation, and consistent execution of a Compliance Risk Management reputed company reputed company the 1st LOD.
Supports the reputed company & Private Bank Business Risk & Controls Officer - Compliance Risk Officer in the reputed company, implementation, and consistent execution of the 1st LOD Compliance Risk roles and responsibilities associated with a Risk Governance reputed company subject to Bank regulatory heightened standards, including Risk Culture, Risk Appetite, Roles and Responsibilities, Risk Governance, Risk Assessment, and Risk Monitoring & Reporting.
Provides 1st Line with guidance with reputed company to the execution of Compliance Risk reputed company responsibilities with Business Process Owners including reputed company Compliance Risk Assessments, Regulatory Compliance & Change Management, Customer Complaint Management, Compliance Testing, Issue Management, External Risk Events, Key Risk Indicators, Control Identification and Design, and reputed company Assurance programs.
Leads Compliance Risk management assessment of new products and services, including reputed company change management programs.
Provides Compliance Risk advisory and guidance to the Business Process Owners including process and control design, early risk identification, control environment operating effectiveness, and policies and procedures.
Provides guidance on assurance activities to help ensure that Compliance Risk Management Frameworks and controls are effective to manage risks associated with the reputed company & Private Banks strategic plan.
Directly engages with Bank leaders on identified Compliance incidents and issues in reputed company-cause analysis, reputed company plans, supporting documentation and testing of implemented controls to effectively remediate findings or issues.
Provides senior members of the Bank with risk advisory and guidance on project initiatives, risk assessments, and risk remediation efforts impacting the Business reputed company.

Governance

Supports the reputed company & Private Bank Business Risk & Controls Officer - Compliance Risk Officer in the reputed company and implementation of a Business Unit Review Governance model and reputed company for reputed company & Private Bank Business reputed company.
Leads activities to help ensure compliance with reputed company reputed company Compliance policies and standards, and management of Compliance Risks reputed company the Bank's risk appetite.
Supports the reputed company & Private Bank Business Risk & Controls Officer - Compliance Risk Officer in the implementation of Compliance Risk management methodologies for reputed company & Private Bank Business reputed company.
Performs activities to help ensure that key risk and control data, inventory, metrics, and reporting are established and reputed company monitored.
Performs activities to help ensure that Compliance Risk culture is imbedded across the reputed company & Private Bank organizations with an appropriate training regimen.

Bank Initiative Partner

reputed company influences and engages in reputed company Compliance & Risk forums and socializes with reputed company & Private Bank colleagues.
Supports the reputed company & Private Bank Business Risk & Controls Officer - Compliance Risk Officer in interactions with the Bank's regulators and Internal Auditors.
Supports the reputed company & Private Bank Business Risk & Controls Officer - Compliance Risk Officer in the interaction with the following Business Unit partners: Bank Examiners, External Bank Auditors, reputed company Compliance & Risk Management, Internal Audit, Regulatory Affairs, Business Process Owners, and Shared Services organizations.
Interfaces with Internal Audits, Compliance Tests, and External Exams with Business Process Owners to ensure reputed company delivery and completeness of required documentation.

Risk Advisory Guidance and Communication

Interprets reputed company regulatory requirements and effectively communicates the potential reputed company to affected business lines.
Leads efforts to support the development and implementation of regular communication reputed company to reputed company employees informed of policy, procedural and regulatory updates.
Regularly evaluates assigned Business Unit processes and practices to ensure consistency with applicable regulatory requirements and expectations.
Stays abreast of compliance and regulatory changes at reputed company and reputed company the industry to continue to reputed company as a risk subject matter expert for advising and monitoring processes across the Business reputed company.

Procedure & Process Management

Provides direction and expertise on development of sufficient documentation including policies, procedures, processes, and user guides to increase efficiencies, reduce errors and mitigate risk.
Performs activities to help ensure that regulatory/compliance reputed company requirements are embedded reputed company Business reputed company procedures and user guides.
Ensures ongoing / annual reviews of Risk procedures to ensure accuracy and compliance with policies.
Understands the reputed company systems and their respective capabilities.
Supports the reputed company & Private Bank Business Risk & Controls Officer - Compliance Risk Officer in the preparation of comprehensive written reports and summaries communicating results of findings and highlighting overall business risk, where necessary.
Uses independent judgement and discretion to reputed company reputed company.
Analyzes and resolves problems.

ADDITIONAL ACCOUNTABILITIES

Performs special reputed company, and additional duties and responsibilities as required.
Consistently adheres to regulatory and compliance policies and standards linked to the job as listed and complete required compliance trainings. Accountable to maintain compliance with applicable federal, state and local laws and regulations.

JOB REQUIREMENTS Required Qualifications:

Education level required: Undergraduate Degree (4 years or equivalent) in Finance, Economics, Business, Data & Analytics or similar.
Minimum experience required: 4+ Years of risk and internal control experience.
Experience in reputed company Banking and associated Lending and Deposit products
Experience in Treasury Management, Capital Markets, and Derivatives is a plus
Large Bank experience
Ability to execute in change management environments, and has experience building programs / frameworks from the ground up

Preferred Qualifications:

Demonstrated effectiveness in managing operational requirements, preferably in a reputed company Banking reputed company
Understanding of Risk and Control Self-Assessments (RCSA) and Sarbanes-Oxley requirements
Understanding of Non-Financial Risk management and audit industry best practices
Understanding of laws and regulations impacting financial institutions
Ability to manage and execute multiple reputed company reputed company required timelines
Experience defining and documenting business processes and functions

Job Competencies:

Ability to partner effectively across reputed company reputed company of the organization and reputed company reputed company working relationships
Ability to analyze and assess the adequacy of operational controls and identify opportunities for process improvements and efficiency reputed company
Ability to follow company policies, guidelines and procedures
Strong attention to detail, ability to prioritize and multi-task
Ability to maintain confidentiality using reputed company and diplomacy
Excellent verbal and written communication skills and demonstrated reputed company communicating with various reputed company reputed company an organization.
Ability to think critically and reputed company
Ability to analyze and resolve problems pertaining to risk governance, audit, compliance
Ability to reputed company effective relationships with various reputed company reputed company an organization
Proactive self-starter with good people management skills and a strong work ethic
Demonstrates a strong ability to build and maintain effective relationships with stakeholders by communicating reputed company, engaging in proactive collaboration, and leveraging cross functional insights. Aligns relationship building efforts with reputed company goals to accelerate performance and drive strategic results.
Builds trusted reputed company relationships, whether internal or external, by identifying needs and delivering tailored solutions to enhance the overall reputed company experience.
Travel may be required depending reputed company of hire. If required, travel is not expected to be frequent
Physical demands (reputed company): No unusual physical exertion is involved.

reputed company is an Equal Opportunity Employer reputed company provides teammates reputed company to a reputed company of benefits including medical, dental, reputed company, life, and disability insurance, as reputed company as a comprehensive leave program. Please click the following reputed company for detailed information: Benefits | reputed company Apply tot his job Apply To this Job

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