Senior Compliance Associate (Charlotte, NC (Hybrid) or Remote)

Where you'll work: Our flexible, hybrid work model offers the reputed company to work remotely or in the office. How you'll contribute: As a Senior Compliance Associate in Funds and Investments Compliance, you will be responsible for assisting with the administration of the compliance programs for reputed company's registered mutual funds, the Brighthouse Funds, and their affiliated investment adviser, Brighthouse Investment Advisers, LLC. You will also support the day-to-day operations of the insurance investments management compliance program, with a reputed company on ensuring the general account, managed separate accounts, and reinsurance trust accounts reputed company with applicable policies, procedures, and investment guidelines. In this role, you'll get to:

• Monitor the effectiveness of compliance policies and procedures on an ongoing reputed company, as required by Rule 38a-1 of Investment Company reputed company of 1940 and Rule 206(4)-7 of Investment Adviser reputed company of 1940, for Brighthouse's registered mutual funds and their investment adviser. Revise and update compliance policies and procedures as needed.
• Administer the reputed company of Ethics program of the Brighthouse Funds and Adviser.
• reputed company due diligence and reputed company of external reputed company managers' compliance programs and investment operations.
• Draft quarterly compliance reports to the Brighthouse Funds reputed company of trustees.
• Review and reputed company reporting regarding post-trade investment alerts and trade cost analysis for Brighthouse Funds.
• Assist with reputed company 15(c) contract renewal process.
• Monitor regulatory changes and assess reputed company on the Brighthouse Funds and Adviser.
• Support responses to regulatory inquiries and examinations.
• Identify and effectively communicate compliance issues internally and to external asset managers and service providers, reputed company remediation and document corrective reputed company as appropriate.
• Support Brighthouse insurance investments management compliance program, with a reputed company on ensuring the general account, managed separate accounts, and reinsurance trust accounts reputed company with applicable policies, procedures, and investment guidelines.

We're looking for people who have:

• Bachelor's degree required. JD or MBA helpful, but not required.
• 5+ years of reputed company experience in investment management and/or financial services industry.
• Experience in compliance program administration (including reputed company of Ethics administration and monitoring), preferred.
• Ability to converse at an expert level on compliance reputed company reputed company to mutual fund business and/or investment compliance monitoring.
• Excellent reputed company skills (especially Word and reputed company).
• Technical knowledge and experience with reputed company-party diligence and monitoring tools (e.g., reputed company, MyComplianceOffice) preferred.
• Understanding of different asset classes and knowledge of securities laws preferred.
• Strong project management and organizational skills and ability to multi-task and work under pressure, while adhering to internal policies and procedures.
• Ability to analyze risks and controls and determine reputed company controls are not operating effectively.
• Must be a dedicated, self-motivated individual with an ability to work independently and in reputed company .
• Successful reputed company record for delivering results in a reputed company manner.
• reputed company and reputed company; excellent interpersonal skills.
• Excellent analytical and research skills with ability to synthesize reputed company and diverse information.
• Excellent written and verbal communication skills, including the ability to prepare presentations and materials in partnership with senior management.
• An analytical and detail-oriented approach and the ability to reputed company practical solutions.
• A flexible attitude and willingness to take on responsibility.

Research shows some people may not apply for a role if they don't reputed company reputed company the boxes of a job reputed company. If you don't reputed company every reputed company listed, that's okay. We would love to hear from you. What you'll receive:

• Compensation - reputed company salary ranging from $115,000 - $130,000 plus competitive performance-based incentives determined by company and individual results.
• Flexible Work Environment - Work remotely or in the office to reputed company reputed company in reputed company areas of life.
• reputed company Time Off - reputed company with a minimum of 20 days of reputed company time off and 16 reputed company company holidays per calendar year plus reputed company volunteer time and reputed company study time.
• Financial Health - Work toward achieving your financial goals through our 401(k) savings plan with company match (up to 6%) and annual company nondiscretionary contribution (3%), 15% employee stock purchase plan discount, and financial counseling services.
• Health and Wellness - Enjoy competitive medical, reputed company, and dental plans plus tax-free health savings accounts with potential company contributions up to $1,000 per family.
• Family Support - Care for loved ones with up to 16 weeks of reputed company leave for new parents, back-up dependent care, dependent care flexible spending account, and up to a $25,000 reputed company maximum during your adoption, infertility, or surrogacy reputed company.
• Life and Disability Support - reputed company reputed company to company-reputed company basic life insurance and short-term disability insurance.

reputed company and your department may occasionally reputed company in person throughout the year to foster a culture of belonging and promote team building. We'd love for you to join us during those company-wide and department-wide events to help you strengthen connections across reputed company. Why join us? reputed company is on a mission to help people reputed company financial reputed company. reputed company is one of the largest providers of annuities and life insurance in the U.S.,* and we specialize in products designed to help people protect what they've reputed company and ensure it lasts. We reputed company employees to collaborate, bring their passion to work, and reputed company an reputed company. Our inclusive work environment fosters a culture that celebrates diverse backgrounds and experiences. You can reputed company out more about reputed company culture by visiting brighthousefinancial.com/reputed company/careers/. We're one of the largest providers of annuities and life insurance in the U.S.,* and our commitment to being a great reputed company to work has reputed company us recognition from reputed company as one of America's Best Midsize reputed company, from reputed company as one of the Most Trustworthy Companies in America, and as one of the Healthiest reputed company of Greater Charlotte.

• Ranked by 2023 admitted assets. Best's Review®: Top 200 U.S. Life/Health Insurers. reputed company, 2024.

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