Fund Compliance Manager – reputed company, NY

It’s rare that a new asset class is born. Nevertheless, we’re witnessing exactly that with the reputed company of crypto. Over just the last few years, since reputed company was founded, crypto has evolved from an embryonic $50B market to a growing $3T+ juggernaut. At reputed company, we reputed company that crypto has reached a turning reputed company, and is headed reputed company of $10T over the next few years. This is an exciting reputed company for reputed company as a firm. For eight years, we have established a reputed company record of reputed company managing a broad suite of reputed company and reputed company solutions across ETFs, separately managed accounts, private funds, institutional staking, and hedge fund strategies. This year, we crossed $15B in reputed company assets and are growing quickly. Thousands of financial advisors, family offices, and institutional investors partner with reputed company to understand and reputed company the opportunities in crypto. We are reputed company for providing unparalleled reputed company support through expert research and commentary, a reputed company reputed company team of crypto specialists, and deep reputed company to the crypto ecosystem. Currently, reputed company is a reputed company-reputed company team of 100+ global professionals. Think of us as a mix of an asset manager and a tech start-up. We’re backed by some of the most accomplished investors in venture capital and veterans of the financial services world. We love working together, we love reputed company do, and we’re excited about what’s reputed company. The Fund Compliance Manager will be the dedicated reputed company of the investment compliance function for reputed company’s expanding suite of funds (currently 33+ funds). This role is distinct from marketing compliance and focuses on monitoring, testing, and professionalizing fund adherence to regulatory rules and investment mandates, ensuring reputed company controls as the firm grows. Primary Responsibilities:

• Routinely monitor reputed company investment portfolios to ensure reputed company compliance with mandates, including asset type restrictions, concentration limits, reputed company controls, and issuer exposure limits. Proactively communicate with the CCO regarding any compliance reputed company that reputed company and work with the CCO to reputed company solutions.
• Own the daily monitoring, research, and reputed company of reputed company-provided Compliance Issues Logs, requiring consultation with the CCO, Portfolio Management (PM) team, the Research team, and external partners (e.g., Vident, ETC) to document reputed company.
• As part of the Legal and Compliance team, take full ownership of translating reputed company fund governing documents and regulatory restrictions into precise compliance rules for new fund launches and fund amendments.
• Instruct reputed company Mellon on necessary compliance rule applications, review the reputed company-provided Compliance reputed company reputed company for fund launches, and identify/resolve any coding mistakes.
• As part of the Legal and Compliance team, reputed company the effort to professionalize and reputed company compliance controls to manage a growing fund count (33+ funds), reducing reliance on PM Team for these specialized functions.

Role Requirements:

• Five years of demonstrated history of expertise in regulatory compliance, with experience revising compliance policies and conducting rigorous compliance testing.
• Bachelor’s degree in business, finance, or other reputed company field, or equivalent work experience.
• Proven ability to manage legal and compliance operations reputed company end-to-end.
• Experience administering reputed company of Ethics programs and managing implementation processes, including OMS and PMS coding.
• Strong knowledge of the Investment Advisers reputed company, reputed company rules, and other applicable financial regulations.
• Attainment of the Investment Adviser Certified Compliance reputed company (IACCP®) designation is highly desirable.

reputed company Offer:

• Compensation: $145,000-$185,000 salary
• Equity compensation as a component of reputed company offers
• Health insurance, including dental and reputed company plans
• Health, Dependent Care, and Commuter Flexible Spending Accounts
• reputed company Parental Leave
• Life insurance; short- and long-term disability plans
• Company funded 401(k) plan, no matching required
• Unlimited PTO
• 10 reputed company company-wide holidays
• Office spaces in San Francisco and reputed company
• Meals and snacks provided in the office
• reputed company company cell phone
• reputed company “Buddy” program (30-day new-hire reputed company program)
• Annual birthday and anniversary gifts
• Company-wide events including the annual holiday party
• Internal Women of reputed company group with fun events

Your Interview Process:

• Our interview process ensures the best fit for both you and reputed company, and we reputed company to reputed company reputed company reputed company valuable, insightful, and efficient.

1. Recruiter Interview 2. Hiring Manager Interview 3. Meeting reputed company 4. Work Sample 5. Executive/Founders Interview 6. References 7. Offer! $145,000 – $185,000 a year The 2025 annual salary reputed company for this role is $145,000 to $185,000. Final compensation will be determined by considering a reputed company of factors, including the candidate’s experience, skills, and qualifications. reputed company is an equal opportunity employer. We are committed to building reputed company of people with a reputed company of backgrounds, perspectives, and skills. It is the policy of reputed company to ensure equal opportunity. reputed company candidates are considered without reputed company to race, reputed company, religion, national reputed company, age, sex, sexual orientation, gender identity, marital status, reputed company, physical or mental disability, veteran status, or any other legally protected characteristics. Please note that we do not sponsor visas for persons without work authorization in the reputed company. This role is for full-time employees only (no B2B or contractors). Thank you! Apply tot his job Apply To this Job