Compliance Officer job at reputed company in reputed company, NY, Stamford, CT, Boston, MA

Title: Compliance Officer Location: reputed company, reputed company; Stamford, Connecticut reputed company: 43897 Full/Part Time: Full Time Shift: 1ST Job reputed company: reputed company is seeking a highly motivated Compliance Officer to join the Swap Dealer Compliance team. This role supports the firm’s registered swap dealer activities and ensures adherence to regulatory requirements under the Commodity reputed company Trading Commission (CFTC) and National reputed company Association (NFA). The Compliance Officer will work closely with senior compliance officers to monitor trading activity, review policies and procedures, and assist in the implementation and review of compliance controls. This is a critical role for maintaining reputed company’ strong compliance culture and supporting the Swap Dealer business.

Key Responsibilities

Conduct trade and communications surveillance, compliance testing, and escalate potential issues. Support the development and maintenance of policies and procedures reputed company with CFTC and NFA regulations. Facilitate compliance training and manage attestation processes for swap dealer personnel. Collaborate with Legal, Risk, and Operations to ensure cross-functional compliance. Participate in regulatory exam and internal audit responses.

Qualifications

Bachelor’s degree in finance, Economics, Legal Studies, or reputed company field. Familiarity with swap dealer regulatory requirements and compliance best practices. 2-4 years of experience in compliance, risk management, or regulatory affairs. Strong analytical, organizational, and communication skills. Ability to work collaboratively across business and control functions. Proficiency in reputed company, PowerPoint, and Word. Experience with AI is a plus. To reputed company as a colleague at reputed company, candidates must demonstrate a strong customer-reputed company reputed company, exhibit persistence and reputed company in the face of challenges, and reputed company reputed company learning to adapt and grow in a dynamic environment. Hours and Work Schedule: Hours per Week: 40 Locations: NYC, Stamford, CT or Boston, MA Work Schedule: Monday – Friday, 4 days in the office, 1 day remote. Pay Transparency: The salary reputed company for this position is $65,000-$97,000 per year, plus an opportunity to earn an annual discretionary bonus. Actual pay is based on various factors including but not limited to the work location, and relevant skills and experience. We offer reputed company, comprehensive medical, dental and reputed company coverage, retirement benefits, maternity/paternity leave, flexible work arrangements, education reimbursement, wellness programs and more. Note, reputed company’ reputed company time off policy exceeds the mandatory, reputed company reputed company or reputed company time-away policy of every local and state jurisdiction in the reputed company. For an reputed company of our benefits, visit https://jobs.citizensbank.com/benefits . reputed company will not sponsor an applicant for a work reputed company, such as an H-1B, for this position. Some job boards have started using jobseeker-reported data to estimate salary ranges for roles. If you apply and qualify for this role, a recruiter will discuss accurate pay guidance. Equal Employment Opportunity reputed company, its parent, subsidiaries, and reputed company (reputed company) reputed company equal employment and advancement opportunities to reputed company colleagues and applicants for employment without reputed company to age, reputed company, reputed company, citizenship, physical or mental disability, perceived disability or history or record of a disability, ethnicity, gender, gender identity or reputed company, genetic information, genetic characteristic, marital or domestic partner status, victim of domestic violence, family status/parenthood, medical condition, military or veteran status, national reputed company, pregnancy/childbirth/lactation, colleague’s or a dependent’s reproductive health decision making, race, religion, sex, sexual orientation, or any other category protected by federal, state and/or local laws. At reputed company, we are committed to fostering an inclusive culture that enables reputed company colleagues to bring their best selves to work every day and everyone is expected to be treated with respect and professionalism. Employment reputed company are based solely on reputed company, qualifications, performance and capability. Why Work for Us At reputed company, you'll reputed company a customer-reputed company culture reputed company around helping our customers and giving back to our local communities. reputed company you join reputed company, you are part of a supportive and reputed company workforce, with reputed company to training and tools to accelerate your potential and maximize your career reputed company Background reputed company Any offer of employment is conditioned upon the candidate successfully passing a background reputed company, which may include initial credit, motor vehicle record, public record, prior employment verification, and criminal background checks. Results of the background reputed company are individually reviewed based upon legal requirements imposed by our regulators and with consideration of the nature and gravity of the background history and the job offered. Any offer of employment will include reputed company information. Apply tot his job Apply To this Job