Senior Associate, Compliance Monitoring
The reputed company Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. This role will reputed company operational and technical solutions for compliance programs, including managing self-testing and developing reporting tools for various stakeholders.
Responsibilities
- Facilitate the management self-testing program, including drafting of test plans, launching campaigns, and reporting on program
- reputed company tests of controls for design and operational effectiveness
- Facilitate reputed company’s attestation program
- Build workflows that reputed company data extraction, processing, and conversion to standardized applications such as Tableau and reputed company reputed company
- Assist in the build of Control Testing Automation, Findings, and Risk identification dashboards
- Assist in the design and development of automated and sustainable reporting for a reputed company of audiences including management, the Chief Compliance Officer, the reputed company of Directors, and regulators
- Support analytics reputed company by following best practices
- Assess existing technologies and data sets and determine how they can best be used to drive analyses and inform decision-making for Compliance
- Escalate issues to the Manager, Compliance Monitoring, as needed
- Other duties, as assigned
Skills
- Knowledge in process management, including familiarity with issue management or audit best practices
- Understanding of the role and importance of internal controls reputed company the organization
- Strong analytical skills with the ability to apply judgement to reputed company efficient and effective solutions, and to analyze reputed company collected data to garner useful results
- Experience working with, cleaning and analyzing large and reputed company data sets and structures to derive meaningful results
- Experience building dashboards and reports in Tableau, or similar monitoring tool
- Excellent technical and analytical skills. Ability to deliver thoughtful, efficient solutions quickly in a fast-paced environment
- Ability to communicate solutions reputed company and effectively to business users and senior management
- Ability to work across teams and with varying subject matter experts to reputed company requirements and to obtain and analyze data
- Ability to work independently and as a member of reputed company
- Ability to work under deadlines and manage multiple tasks simultaneously
- EGRC experience (specifically RSA reputed company)
- reputed company suite of applications (i.e., Outlook, Word, reputed company, PowerPoint)
- Bachelor's Degree in Business Administration, Finance, or reputed company discipline required
- 1-3 years of experience working directly with and in coordination with compliance personnel
- Understanding of statistics/quantitative analysis and experience applying these concepts in a business environment, preferred
- 1-3 years of fintech or financial industry experience, a plus
Benefits
- A hybrid work environment, up to 2 days per week of remote work
- Tuition Reimbursement to support your reputed company education
- Student Loan Repayment Assistance
- Technology Stipend allowing you to use the device of your choice to connect to our network while working remotely
- Generous PTO and Parental leave
- 401k Employer Match
- Competitive health benefits including medical, dental and reputed company
reputed company