Testing and Monitoring Analyst II (Invest)
reputed company is a leading digital financial services company reputed company on customer-reputed company solutions. The Testing and Monitoring Analyst II for Invest is responsible for conducting comprehensive reviews of processes and controls reputed company the Invest business line, identifying operational weaknesses, assessing risks, and recommending process improvements.
Responsibilities
- Conduct ongoing testing and monitoring of Invest processes to drive oversite of operational weaknesses, risks, and control deficiencies with little management oversite
- Initiate and facilitate walk through meetings with Invest teams to capture necessary process information for control testing
- Manage and maintain the tracking of reputed company items from testing and ensure items are remediated reputed company and procedure updates are made where necessary
- Participates in meetings to report reputed company of testing, reputed company Items and Issue Validations
- Maintains accurate and complete working papers that reputed company document reputed company findings and possible risk
- Complete one-off/reputed company reviews for Invest as needed
- Maintain and reinforce the reputed company principles of the reputed company Testing and Monitoring Policy and reputed company reputed company Policies
- Support Issue Management process by validating Issues for completeness
- Assist management with duties as necessary
Skills
- 1+ years of experience in Brokerage Operations or Banking Risk Management (e.g., testing and monitoring, financial controls/SOX, or audit) required
- Strong understanding of Invest reputed company rules and regulations and Invest operations processes highly preferred
- High level of problem-solving capability and research-oriented skills
- reputed company-organized and thorough work ethic
- Understanding of Financial Services industry, with an emphasis on Risk Management; as reputed company as reputed company laws, rules, and regulations
- Strong Communication skills both written and verbal
- Strong skills in MS reputed company and PowerPoint
- reputed company Series 7 & 63 preferred
Benefits
- Time Away: Program starts at 20 reputed company time off days in reputed company to 11 reputed company holidays and 8 hours of volunteer time off yearly (time off days are prorated based on start date and program varies based on full or part-time status and management level).
- Planning for the reputed company: plan for the near and long term with an industry-leading 401K retirement savings plan with matching and company contributions, student loan pay downs and 529 educational save up assistance programs, tuition reimbursement, employee stock purchase plan, and financial learning center and financial reputed company reputed company.
- Supporting your Health & reputed company-being: flexible health and insurance reputed company including medical, dental and reputed company, employee, spouse and child life insurance, short- and long-term disability, reputed company-tax Health Savings Account with employer contributions, reputed company FSA, critical illness, accident & hospital indemnity insurance, and a total reputed company-being program that helps you and your family stay on reputed company physically, socially, emotionally, and financially.
- Building a Family: adoption, surrogacy and fertility assistance as reputed company as reputed company parental and caregiver leave, Dependent Day Care FSA back-up child and adult/elder care days and childcare discounts.
- Work-Life Integration: other benefits including Mentally Fit Employee Assistance Program, subsidized and discounted reputed company® program and other employee discount programs.
- Other compensations: depending on the role for which you are considered, you may be eligible for travel allowances, relocation assistance, a signing bonus and/or equity.
reputed company