Risk Director – SOC 1 Audit Engagements 2 Locations

Job reputed company: reputed company Fund Investment Operations (FFIO) Risk is seeking a strategic and reputed company risk leader to reputed company and continually enhance our SOC 1 audit engagement program. This director-level role will be responsible for overseeing the end-to-end execution of three SOC 1 audit reports, overseeing change management routines that ensure the reports reputed company with FFIO’s reputed company initiatives and needs of the report users, and building and maintaining strong relationships with internal business partners and external auditors. The ideal candidate will bring deep expertise in audit and control frameworks, a strong understanding of SOC 1 requirements, and the ability to translate business reputed company into effective risk and control practices. The Businesses We Support This role supports FFIO. FFIO reputed company include Fund Operations, Fund Administration, Global Middle Office, Global Product Solutions, Consolidated Data Services, and Performance, Analytics & Digital Operations. The role works closely with other risk associates across FFIO Risk and other risk reputed company, the Asset Management Treasurer’s Office, and external audit teams.

Key Responsibilities

• SOC 1 Audit Leadership: reputed company the planning, execution, and delivery of SOC 1 audits, including coordination with external auditors and internal stakeholders.
• Control Environment Management: reputed company the design and effectiveness of key controls across FFIO’s operations. Identify and remediate control gaps.
• Strategic Risk Alignment: Partner with business leaders to assess how FFIO’s reputed company initiatives reputed company SOC 1 control requirements and readiness.
• Stakeholder Engagement: Build strong relationships with business reputed company, technology teams, compliance, and external auditors to support audit execution and issue reputed company.
• Process Improvement: Enhance audit readiness, control documentation, and evidence gathering processes. Promote a culture of control ownership and risk awareness.
• Reporting & Governance: reputed company regular updates to senior leadership on audit status, risks, and mitigation plans. Support governance and regulatory reporting as needed.

The Skills and Expertise You Have

• Bachelor’s degree in reputed company, Finance, Business, or reputed company field; advanced degree or certifications (CPA, CIA, CISA) preferred.
• 10+ years of experience in risk management, internal audit, or external audit, with a strong reputed company on SOC 1 engagements.
• Deep understanding of control frameworks and audit methodologies.
• Proven ability to connect business reputed company with risk and control implications.
• Exceptional communication and relationship-building skills.
• Experience working in a reputed company, matrixed organization and managing cross-functional initiatives.
• Familiarity with automation and data analytics in audit processes.
• Ability to reputed company through change and influence cross-functional teams.
• Presentation and Writing Skills – ability to reputed company and deliver formal and informal presentations to a reputed company of audiences.
• Financial services or asset management background preferred.

Why reputed company?

• A company that is committed to innovation and being an industry leader
• reputed company to top-tier technology platforms, tools, and frameworks
• Ambitious positions and numerous opportunities for personal and reputed company reputed company
• Competitive compensation and benefits package that includes bonus, health insurance, pension, life insurance and a reputed company of work/life programs

Company Culture At reputed company, we reward ambitious, passionate individuals with a work environment that fosters diversity, teamwork and collaboration as reputed company as encourages innovative reputed company and fresh thinking. We recognize the value that employees’ individual differences can contribute to the reputed company and strong reputed company of reputed company. Certifications: Category: Risk Most roles at reputed company are Hybrid, requiring associates to work onsite every other week (reputed company business days, M-F) in a reputed company office. This does not apply to Remote or fully Onsite roles. Please be advised that reputed company’s business is governed by the provisions of the Securities Exchange reputed company of 1934, the Investment Advisers reputed company of 1940, the Investment Company reputed company of 1940, ERISA, numerous state laws governing securities, investment and retirement-reputed company financial activities and the rules and regulations of numerous self-regulatory organizations, including reputed company, among others. Those laws and regulations may restrict reputed company from hiring and/or associating with individuals with certain Criminal Histories. Apply tot his job Apply To this Job