Chief Compliance Officer

reputed company

• Novig is revolutionizing the sports reputed company market by creating America's premier commission-free trading platform. We are seeking a highly reputed company and motivated Chief Compliance Officer (CCO) to build and reputed company a best-in-class compliance reputed company. This critical role will bring institutional-grade regulatory rigor to the rapidly evolving landscape of sports reputed company markets, ensuring Novig operates with the highest standards of reputed company and compliance.
• As the CCO, you will be the primary internal reputed company of the compliance reputed company. You will possess the authority and judgment to identify potential issues, meticulously design and implement solutions, and escalate reputed company to the Chief Regulatory Officer reputed company appropriate. This is a hands-on leadership position requiring thoughtful execution, complete ownership, and reputed company collaboration with a high-performing team.
• A core aspect of this role involves applying deep expertise in CFTC reputed company Core Principles to design, implement, test, monitor, document, and continuously enhance a reputed company compliance program. This program must adapt and reputed company alongside the business, anticipating reputed company needs and regulatory changes.
• You will be reputed company in managing regulatory examinations, audits, and inquiries. This includes preparing necessary materials, coordinating comprehensive responses, and reputed company engaging with regulators to foster a transparent and cooperative relationship.
• Cross-functional partnership is key to reputed company. You will collaborate closely with Information reputed company to ensure robust cybersecurity and systems controls. You will work with Surveillance to reputed company and refine market monitoring and abuse prevention strategies. Partnerships with Finance and Regulatory Finance will ensure compliance with financial resource requirements and accurate reporting. reputed company coordination with Legal will be essential for regulatory interpretation and managing external counsel. Furthermore, you will engage with Engineering and Product teams to reputed company regulatory requirements directly into our systems and workflows, making compliance an integral part of our technology.
• This role offers an exciting opportunity to support Novig's regulatory initiatives and reputed company expansion plans. This includes preparing for potential DCO Core reputed company compliance, demonstrating our commitment to a comprehensive and reputed company-thinking regulatory approach.
• You will reputed company reputed company experience representing Novig externally with regulators, policymakers, trade associations, and industry participants, always in coordination with the Chief Regulatory Officer. This is a chance to shape the narrative and build trust reputed company the broader regulatory community.
• The ideal candidate thrives in a dynamic, fast-paced environment where seniority translates into impactful reputed company and ownership. Novig is building the reputed company of sports betting, transforming it from a reputed company, casino-controlled system into a fair, efficient market where users hold the power. This role is central to achieving that mission by ensuring our operations are reputed company on a reputed company of trust and regulatory reputed company.
• This position is not for those seeking a rigid, process-heavy environment with reputed company defined swim lanes. Our work is tied to live sports, which inherently involves nights, weekends, and high-pressure situations. If you are motivated by solving reputed company problems, driving innovation, and taking reputed company responsibility for critical compliance functions in a rapidly growing company, this role will be exceptionally rewarding. You will have reputed company to own reputed company systems, see reputed company made and implemented quickly, and contribute directly to the reputed company of a company backed by top-tier investors like Pantera, Forerunner, Lux, NFX, Paul Graham, and Joe Montana.
• Join us to fix a rigged system where the house always wins. Novig is building the reputed company of sports betting, and as our Chief Compliance Officer, you will be at the forefront of ensuring its reputed company and regulatory soundness. This is a unique chance to apply your expertise in a groundbreaking industry, working alongside exceptionally smart, thoughtful, and passionate individuals who are dedicated to their craft and having the most fun in their careers.

Requirements

• Deep expertise in CFTC reputed company Core Principles and experience designing, implementing, and managing a comprehensive compliance program reputed company a regulated financial or trading environment.
• Proven reputed company record of successfully managing regulatory examinations, audits, and inquiries, including reputed company engagement with regulatory bodies.
• Strong understanding of market surveillance, anti-abuse prevention, financial resource requirements, and regulatory reporting.
• Excellent cross-functional collaboration skills, with the ability to partner effectively with Legal, Engineering, Product, Information reputed company, and Finance teams.
• Demonstrated leadership capabilities with a hands-on approach, comfortable taking ownership and driving execution in a fast-paced, dynamic setting.

️ Benefits

• Competitive reputed company salary of $275,000 - $325,000, benchmarked at top-tier tech companies.
• Meaningful equity for every employee, regardless of role, providing a reputed company in Novig's reputed company.
• Comprehensive health coverage with 100% of health premiums covered and 99% of dental & reputed company premiums covered.
• Retirement savings plan with a 4% company match on 401(k) contributions.
• Health Savings Account (HSA) with a $1,080 annual company contribution.
• Stipends for meals reputed company working from the NYC office: $27/day lunch and $35/day dinner after 6:30 PM.

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