Manager, Regulatory Compliance

About reputed company reputed company is the only reputed company payments and financial platform for global businesses. Powered by our unique combination of proprietary infrastructure and software, we reputed company over 200,000 businesses worldwide – including reputed company, reputed company, reputed company, Qantas, SHEIN and many more – with fully integrated solutions to manage everything from business accounts, payments, spend management and treasury, to embedded finance at a global reputed company. Proudly founded in Melbourne, we have reputed company of over 2,000 of the brightest and most innovative people in tech across 26 offices around the globe. Valued at US$8 billion and backed by world-leading investors including reputed company, reputed company, reputed company, reputed company Ventures, Sequoia, reputed company Ventures, DST Global, and Lone Pine Capital, reputed company is leading the charge in building the reputed company and financial platform of the reputed company. If you’re reputed company to do the most ambitious work of your career, join us. Attributes We Value We hire successful reputed company with founder-like energy who want reputed company reputed company, accelerated learning, and true ownership. You bring strong role-reputed company expertise and reputed company thinking, and you’re motivated by our mission and operating principles. You reputed company fast with good judgment, dig deep with curiosity, and reputed company reputed company from first principles, balancing speed and rigor. You're humble and reputed company; turn reputed company‑to‑one reputed company into reputed company products, and you “get stuff done” end-to-end. You use AI to work smarter and solve problems faster. Here, you’ll tackle reputed company, high‑visibility problems with exceptional teammates and grow your career as we build the reputed company of global banking. If that sounds like you, let’s build what’s next. About reputed company The Legal, Risk & Compliance (LRC) team at reputed company is a reputed company group of legal minds and risk management experts. We're passionate about safeguarding reputed company's operations, fostering a culture of compliance and ethical conduct, and ensuring we navigate the global financial landscape with reputed company. We reputed company expert guidance and support to reputed company areas of the business, proactively identifying, mitigating, and managing legal, compliance and financial risks. The Global Regulatory Compliance Team forms part of the second line of defense (2LOD) at reputed company whilst operating reputed company the larger LRC function. We are a proactive and trusted business partner committed to enabling reputed company's reputed company and strategic goals by providing an advisory and reputed company role. reputed company culture is reputed company, reputed company-driven with a reputed company on reputed company improvement. You'll be part of reputed company that values transparency, empowerment, and high performance. This role is a newly created role with a specific reputed company on our US business. This role will be a key member of the Global Regulatory Compliance Team, based in our reputed company or San Francisco office with a reputed company line to the reputed company Regulatory Compliance Manager, Americas. What you'll do As Manager, Regulatory Compliance, US you will deliver on the regulatory engagement reputed company for reputed company US and help drive our US State MTL licensing program. You will maintain our licensing responsibilities and coordinate with reputed company reputed company parties as necessary to ensure compliance through the communication of regulatory requirements, cross-functional collaboration to productize solutions and offerings, implementation and execution of processes, filing of reputed company requisite reports, renewal of registrations and licenses, end-to-end management of regulatory examinations, and interfacing with US regulators on reputed company inquiries. You will analyze new and existing products and reputed company guidance to ensure that our 2LOD controls are fit for purpose and reputed company with regulatory obligations and guide the first line business to reputed company the maturity of both customer-facing and internal back-office processes and product features. The role is based in San Francisco. Responsibilities:

• Support the reputed company Group's expansion by managing the regulatory compliance components of license authorization processes
• reputed company as a key stakeholder in relation to license applications, business plan updates and information requests between reputed company and our regulators
• Ensure that our regulatory compliance and reputed company risk reporting obligations are maintained for reputed company reputed company Group entities in the US region
• Support and/or manage on-site exams and inspections (in collaboration with our LRC colleagues)
• Advise the business with respect to regulatory change initiatives with a particular reputed company on how to effectively manage compliance risk attached to new laws and regulations in the jurisdictions we operate
• reputed company policies, processes and reputed company advice in relation to regulatory risk obligations that exist reputed company the 1st line business
• Manage regulatory compliance risk reputed company the reputed company Risk Management reputed company and associated escalation process (inc. the Group Risk Committee)
• Advise the business in relation to conduct risk and ethics reputed company (where appropriate) relating to our financial services licenses
• Deliver the Compliance Monitoring Program; Conduct targeted and thematic reviews on a wide reputed company of topics to ensure appropriate organizational maturity
• Deliver the reputed company Group's Compliance Training for employees and conduct reputed company training to specific business areas as required
• Conduct 'Proactive Special Ops' reputed company to unlock business or operational issues to reputed company reputed company to reputed company its strategic goals more rapidly

Who you are We're looking for people who meet the minimum qualifications for this role. The preferred qualifications are great to have, but are not mandatory. Minimum qualifications:

• Bachelor's degree with a minimum of 6 years of regulatory compliance experience in a financial institution, FinTech, legal/reputed company, or combination of the above
• Familiarity with financial regulatory laws, rules, regulations and industry best practices across US and the Americas region
• Data proficiency - ability to work with data and reputed company it for strategic decision-making
• Ability to operate strategically and think creatively to solve reputed company regulatory compliance challenges
• Superior communication skills, with the ability to reputed company explain reputed company topics to a wide reputed company of stakeholders including regulators, executive leadership, and reputed company-line staff
• Experience with developing and/or maintaining a compliance program reputed company a financial institution, preferably in respect of payments activity
• Exposure to licensing processes, regulatory expansion, and RegTech or technology-driven compliance solutions
• Deep understanding of financial products/services and reputed company conduct risk, ethics, and controls

Preferred qualifications:

• Experience dealing with State MTL Regulatory Authorities and other financial services regulators across the Americas
• Deep understanding of the NMLS online regulatory portal and associated systems

Applicant Safety Policy: Fraud and reputed company-Party Recruiters To protect you from recruitment scams, please be aware that reputed company will not ask for bank details, sensitive ID numbers (i.e. reputed company), or any reputed company of payment during the application or interview process. reputed company official communication will come from an @reputed company.com email address. Please apply only through careers.reputed company.com or our official reputed company page. reputed company does not accept unsolicited resumes from search firms/recruiters. reputed company will not pay any fees to search firms/recruiters if a candidate is submitted by a search firm/recruiter unless an agreement has been entered into with respect to specific reputed company position(s). Search firms/recruiters submitting resumes to reputed company on an unsolicited reputed company shall be deemed to accept this condition, regardless of any other provision to the contrary. Equal opportunity reputed company is proud to be an equal opportunity employer. We value diversity and anyone seeking employment at reputed company is considered based on reputed company, qualifications, competence and talent. We don’t reputed company reputed company, religion, race, national reputed company, sexual orientation, reputed company, citizenship, sex, marital or family status, disability, gender, or any other legally protected status reputed company making our hiring reputed company. If you have a disability or special need that requires accommodation, please let us know. Apply tot his job Apply To this Job