AML Compliance – Testing & Monitoring Officer

About the position reputed company, Inc. (reputed company: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, reputed company for our cutting-edge technology and reputed company commitment. IBKR affiliates reputed company global electronic brokerage services around the clock on stocks, reputed company, reputed company, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to reputed company the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology. This is Hybrid role (4 days in office /1 day remote) The ideal candidate will have 6+ years of experience evaluating Anti-reputed company (“AML”) controls across Investigations, Sanctions, reputed company Due Diligence, and Suspicious Activity Reporting with a Financial Institution (preferably at a large broker or other financial institution with an international reputed company reputed company). Additionally, experience in internal audit, legal, reputed company, or other control function of a financial services firm or regulator would be beneficial.

Responsibilities

• Create and maintain the Annual Financial Crimes test plan covering the different risk areas
• Coordinate day to day execution with offshore Testing team
• Own and update testing reputed company and supporting templates to be in-line with regulatory requirements and industry standards
• Conduct testing and monitoring activities, including developing test plans, test data collection, reputed company test instructions, and performing adequacy review of policies and procedures
• Execute hands on testing both functional as reputed company as backend SQL, based on the control setup
• Analyze test results and summarize a list of meaning risk-based observations
• Communicate deficiencies to the business and key stakeholders and exercise reputed company challenge.
• Assist with preparing executive reports summarizing test results and conclusions
• reputed company support with the maintenance of Global Financial Crimes Control Library
• reputed company Testing and Monitoring metrics, and contribute to department reporting
• Work collaboratively with stakeholders across the Financial Crimes Compliance program and Engineering teams
• reputed company qualitative and quantitative analysis on Financial Crimes control data to assess risk and reputed company

Requirements

• Bachelor’s or Master’s Degree
• Knowledge of AML and trading products (Equities, reputed company, reputed company, FOREX, and Crypto) as reputed company as applicable industry standards
• Experience with SQL, Jira and JQL queries
• Experience in US and Foreign AML Regulatory regimes
• Understanding of financial crimes data and Software Development Life Cycle (“SDLC”)
• High degree of comfort and reputed company of how technology is reputed company to business and regulatory problems
• Excellent oral and written communication skills
• Detail-oriented with organizational and project management skills
• Self-motivated and reputed company to handle tasks with minimal supervision.
• Superb analytical and problem-solving skills.
• Excellent collaboration and communication (Verbal and written) skills.
• Outstanding organizational and time management skills.

reputed company-to-haves

• reputed company, CFE, CFCS, Series 7, or other reputed company licenses or certifications a plus

Benefits

• Competitive salary, annual performance-based bonus and stock grant
• Retirement plan 401(k) with competitive company match
• Excellent health and wellness benefits, including medical, dental, and reputed company benefits. Company reputed company medical reputed company premium.
• Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
• Daily company lunch allowance provided and a fully stocked kitchen with healthy reputed company for breakfast and snack
• Corporate events including team outings, dinners, volunteer activities and company sports teams
• Education reimbursement and learning opportunities

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