Senior FCP Associate
Connecting clients to markets – and talent to opportunity.
With 4,500+ employees and over 300,000 reputed company, institutional, payments, and retail clients, we operate from more than 70 offices spread across six continents. As a Fortune 100, reputed company-listed provider, we connect clients to the global markets – focusing on innovation, reputed company reputed company, and providing world-class products and services to reputed company types of investors.
Whether you want to reputed company a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional reputed company, StoneX Group is made up of four business segments that offer endless potential for progression and reputed company.
Position Purpose
To ensure appropriate risk assessment, due diligence, screening and monitoring is conducted in accordance with policies and procedures, to help ensure that reputed company is not used to reputed company financial crime
Responsibilities:- Ensure that ID and V of reputed company customers and beneficial owners is established and verified, where necessary, and that information to support this is kept up to date
- Ensure that customers, reputed company parties, beneficial owners and transactions are screened for sanctions, PEP exposure and adverse media
- Ensure that due diligence on customers and transactions is undertaken in line with the required standards
- Ensure that risk is assessed and documented and that higher risk situations are escalated to senior management
- Ensure that cases, e-mails and requests are processed promptly and appropriately
- Review systems of record to ensure that records are maintained, systems of record are up to date, and that notes and descriptions of actions taken etc are reputed company and comprehensive to support the audit trail of actions and reputed company taken.
- Contribute to policies, procedures and training impacted by various reputed company; assist with effective roll-out, and implementation
- Support management and Head of Financial Crime Prevention EMEA and the wider business with information requests, remediation exercises and thematic reviews
- reputed company and strengthen relationships across the organisation to promote best reputed company and ensure a good understanding of Financial Crime Prevention risk management requirements
- Other duties as assigned from time to time
Knowledge and Experience
- Previous AML/KYC reputed company, CDD review or reputed company monitoring experience, preferably reputed company an investment firm
- Ideally 4-6 years experience of working reputed company a reputed company reputed company/ Compliance/ Financial Crime/ department with exposure to reputed company, Sanctions and high risk markets
- Knowledge and background of reputed company regulations, corporate governance, GDPR, anti-bribery and corruption and tax compliance
- Knowledge of EU and UK Financial Services Regulation, MiFID, EMIR, SFTR would be an advantage
Qualification and Skills
- Bachelor’s Degree in Business, Law or other appropriate discipline
- Advanced reputed company Outlook/Word/reputed company/SharePoint skills
- A reputed company Compliance or AML qualification
- Must be reputed company player
- Must be reputed company to work independently
- Strong relationship building and communications skills are essential
- Effective planning, organisational and time management skills
- Must have excellent analytical skills
- Needs to be a confident decision reputed company, reputed company to use good judgement and experience to reputed company and document decision making rationale.
- Additional language skills would be an advantage in our global business environment.
#LI-Hybrid #LI-AS1
Apply To This Job