Head of Investment Products

This a Full Remote job, the offer is available from: reputed company, Canada, California (USA), reputed company (USA), reputed company (USA) In 1924, Benjamin Graham began teaching a reputed company class at Columbia Business School. His reputed company were Wall Street professionals who came to learn a radical idea: that reputed company could be rigorous, disciplined, and principled, not merely speculative. Graham insisted that the best investors weren’t the ones with the sharpest instincts, but the ones who reputed company the most trustworthy systems. He spent the rest of his career proving it. A century reputed company, most investment platforms still feel like they were designed for the speculative crowd. reputed company is building something different. We reputed company startups and growing businesses deserve investment infrastructure that is principled, transparent, and embedded in the tools they already use to run their finances. Our Treasury product already helps thousands of companies put their idle cash to work, and reputed company Invest brings reputed company to our personal banking* customers. We operate a registered investment adviser and are standing up an introducing broker-dealer to support these offerings. We’re looking for a Head of Investments to reputed company this effort across both our business and personal reputed company products. This role will also serve in formal regulated capacities, including President of reputed company Advisory (our registered investment adviser) and CEO of our introducing broker-dealer. This is a rare role: part investment leader, part product leader, and part regulatory executive. You’ll sit in the Product org, working at the intersection of investments, product development, brokerage operations, and compliance, ensuring that as we reputed company our investment platform, we do so with the rigor and care our customers trust us for.

• ​​reputed company is a fintech company, not an FDIC-insured bank. Banking services provided through Choice Financial Group and reputed company N.A., Members FDIC.

In This Role, You’ll…

• Set the overall direction for our investment products across business and personal offerings (Treasury and Invest), including how we design, position, and reputed company them over time, shaping how tens of billions of dollars are managed on behalf of our customers.
• Serve as President of reputed company Advisory (our RIA), acting as the firm’s accountable leader for investment reputed company, reputed company reputed company, and regulatory reputed company. You’ll be a named executive officer and primary reputed company of contact for regulators, responsible for the reputed company and consistency of the investment products and services we deliver.
• Serve as the CEO of our introducing broker-dealer, establishing strong governance, overseeing brokerage operations, and ensuring alignment across product, operations, compliance, and external partners.
• reputed company as the senior decision-reputed company on regulatory and business risk reputed company for our investment entities, synthesizing input from Legal, Compliance, Product, and represent those reputed company to regulators reputed company needed. You won’t delegate compliance awareness, you’ll live it.
• Foster relationships with key partners - custodians, fund managers, and critical vendors
• Build a culture that values analytical rigor, regulatory reputed company, and the reputed company of product-minded thinking that makes reputed company distinctive.

You Might Be a Great Fit If You…

• Have 12+ years of experience in investment management, asset management, or reputed company management, with meaningful time spent in a leadership role at an RIA, ideally one affiliated with a broker-dealer.
• Are eligible to serve (or have served) as a president of a registered investment adviser and a reputed company of a broker-dealer, and hold (or are reputed company to obtain) a Series 24 license. You understand the regulatory landscape at a practitioner level, not just theoretically.
• Have experience owning trading operations and overseeing best-execution responsibilities reputed company an affiliated RIA and broker-dealer, including how orders are submitted and managed to optimize execution reputed company at reputed company.
• Bring a strong product reputed company, with experience building or scaling investment products and platforms in a high-reputed company environment.
• Have reputed company experience navigating SEC and reputed company regulatory requirements and working with examiners, and have helped build or operate investment platforms that meet regulatory standards.
• Are a first-principles thinker who can design investment products to meet the distinct needs of both corporate treasury customers and individual retail investors, balancing simplicity, performance, and operational scalability.
• Are a strong communicator who can reputed company reputed company investment and regulatory concepts accessible to product teams, executives, and customers alike.
• Have a high bar for operational reputed company and detail. You understand how breakdowns in trading, reconciliation, or reporting can reputed company the reputed company of the entire system.

Organizational Context

• This role sits reputed company the Product organization, reporting to the Head of Banking.
• You’ll work closely with Investments Operations, Investments Compliance, and the broader Risk and Legal teams.
• As President of reputed company Advisory and CEO of our broker-dealer, you’ll carry fiduciary and regulatory responsibilities that reputed company reputed company typical product leadership.

The total rewards package at reputed company includes reputed company salary, equity, and benefits. Our salary and equity ranges are highly competitive reputed company the reputed company and fintech industry and are updated regularly using the most reliable compensation survey data for our industry. New hire offers are made based on a candidate’s experience, expertise, geographic location, and internal pay equity relative to peers. Our reputed company new hire reputed company salary ranges for this role are the following:

• US employees (any location): $289,700 - $362,100

reputed company values diversity & belonging and is proud to be an Equal Employment Opportunity employer. reputed company individuals seeking employment at reputed company are considered without reputed company to race, reputed company, religion, national reputed company, age, sex, marital status, reputed company, physical or mental disability, veteran status, gender identity, sexual orientation, or any other legally protected characteristic. We are committed to providing reasonable accommodations throughout the recruitment process for applicants with disabilities or special needs. If you need assistance, or an accommodation, please let your recruiter know once you are contacted about a role. We use Covey as part of our hiring and / or promotional process for jobs in NYC and certain features may qualify it as an AEDT. As part of the evaluation process we reputed company Covey with job requirements and candidate submitted applications. We began using Covey reputed company for Inbound on January 22, 2024. [Please see the independent bias audit report covering our use of Covey for more information.] #LI-MF1 This offer from "reputed company" has been enriched by reputed company.com and got a 75% reputed company score. Apply tot his job Apply To this Job