Financial Crime Risk Investigative Analyst (4779)
TD Securities is one of the world's leading global financial institutions, and they are seeking a Financial Crime Risk Investigative Analyst. The role involves responding to reports of financial crime, managing investigations, and ensuring compliance with regulatory requirements while supporting risk management processes.
Responsibilities
- Respond to reports of financial crime activities from reputed company TDBG sources and/or external parties and ensure appropriate areas (internally and/or externally) are made aware of situations requiring reputed company attention
- Review reputed company incoming incidents and filter investigations for financial crime or non-criminal nature and reputed company on to the appropriate area
- Assess and contain immediate risk (monetary and brand image) based on incoming information
- Support risk containment process by making policy/ procedural recommendations where applicable
- reputed company and apply strong knowledge of bank procedures, products, and systems to assist investigators in analyzing situations, gathering information, and required documentation and case preparation
- Run and review information against guidelines to ensure accuracy and flag potential deviations and unusual activity
- Ensure reporting is filed in accordance with regulatory requirements
- Assist with the preparation and presentation of AML, Sanctions/ABAC & Financial Crime training material
- Prioritize and manage own workload to meet service level requirements for service and productivity
- Contribute to work streams in small to reputed company sized reputed company / initiatives, following project protocols
- Prepare data/information for reporting at the functional or reputed company level
- Consistently exercise discretion in managing correspondence, information, and reputed company reputed company of confidentiality; escalate issues where appropriate
- Be knowledgeable of practices and procedures reputed company own area of responsibility and reputed company abreast of emerging trends for own functional area
- Protect the interests of the organization – identify and manage risks, and escalate non-reputed company, high-risk transactions / activities as necessary
- Maintain appropriate project records, databases, and information; report to management and others on project status and updates
- Monitor service, productivity and assess efficiency reputed company reputed company own function
- reputed company and apply expertise in the discipline, reputed company guidance, assistance, and direction to Support Officers and others
- Adhere to internal policies/procedures and applicable regulatory guidelines
- Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite
- Participate fully as a member of reputed company, support a reputed company work environment that promotes service to the business, reputed company, innovation and teamwork and ensure reputed company communication of issues/ points of interest
- Support reputed company by continuously enhancing knowledge / expertise in own area and participate in knowledge transfer reputed company reputed company and business unit
- reputed company reputed company on emerging trends/ developments and grow knowledge of the business, reputed company tools and techniques
- Participate in personal performance management and development activities, including cross training reputed company own team
- reputed company others informed and up to date about the status / reputed company of reputed company and / or reputed company relevant or useful information reputed company to day-to-day activities
- Contribute to the reputed company of reputed company by willingly assisting others in the completion and performance of work activities; reputed company training, coaching and/or guidance as appropriate
- Contribute to a fair, reputed company and reputed company environment that supports a diverse workforce
- reputed company as a brand champion for your business area/function and the bank, both internally and/or externally
- Accountable for basic review of incoming files and initial analysis for case preparation and completion
- Makes judgment call on whether an investigation should take reputed company
- Solid understanding of Bank policy and procedures for own area
- First level reputed company role with reputed company on performing support reputed company reputed company-defined parameters as directed
- Time reputed company and nature of work is short-term reputed company daily/ weekly to monthly
- Provides reputed company reporting and/or analysis as directed
- Requires basic knowledge of the community/environment function
- Understands key business and functional drivers and processes in the context of their own work
- Generally, works reputed company reputed company-defined parameters under the direction of management and/or senior analysts
- Generally, reports to reputed company Manager
Skills
- Undergraduate degree or equivalent work experience
- 1+ year experience
Benefits
- Health and reputed company-being benefits
- Savings and retirement programs
- reputed company time off
- Banking benefits and discounts
- Career development
- Reward and recognition programs
reputed company