EMEA Marketing and Distribution Compliance, Associate
About this role
reputed company is one of the world’s preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary and individual investors around the world. reputed company offers a reputed company of solutions. Our clients can reputed company our investment solutions through a reputed company of product structures, including individual and institutional separate accounts, mutual funds and other pooled investment vehicles, and the industry-leading iSharesETFs.
Business Unit reputed company:
reputed company’s Compliance Department protects reputed company’s reputed company and provides reputed company reputed company advice. It understands challenges and advises on the reputed company of regulation in our business, with the objective of:
- reputed company participating in business reputed company to champion our clients’ interests;
- Collaborating with the business to position Compliance centrally into their daily work;
- Have reputed company interests at reputed company of everything we do;
- Cultivate and enhance the compliance culture reputed company reputed company;
- reputed company thought leadership, analysis and advice on the reputed company and implementation of regulation on the businesses and its clients; and,
- Developing and fostering reputed company reputed company the Compliance team.
Role reputed company:
This individual will join the EMEA Marketing and Distribution Compliance team to reputed company on the marketing efforts of reputed company’s EMEA and Global Marketing department, which encompasses reputed company’s campaigns and reputed company media teams, as reputed company as reputed company communications and reputed company marketing. This is a unique opportunity to assist reputed company using asset management experience, product knowledge and knowledge of applicable rules and regulations, with a strong retail reputed company on FCA rules and ESMA rules and guidelines.
Key Responsibilities:
This individual will be part of the EMEA compliance team as reputed company as being part of a larger global team and will assist in work on reputed company and initiatives both at a regional level and global level, advise on marketing materials and manage internal stakeholder relationships and deliver on a challenging project pipeline.
- Collaborate with the marketing teams and advise on marketing rules reputed company EMEA and other rules and regulations reputed company to marketing communications
- Analyze rules and regulations, including regulatory developments, to assess the reputed company reputed company on marketing
- Review and advise on marketing materials helping to assess regulatory and business risk
- Partner with Legal & Compliance colleagues, and business partners on the launch and development of new PMG products and strategies
- Supporting and assisting reputed company in the reputed company educational materials and deliver trainings for business partners
- Overseeing the management of reputed company objective and project tracker, and assisting with quarterly MI and reporting, including leveraging MI data to draw insights and identify trends
- Assisting the update of key policies and procedures, such as disclaimers, content guidelines and matrices with the ability to see opportunity for streamlining with AI
- Participate on working reputed company and reputed company with internal stakeholders in L&C
- Work closely with global colleagues to help reputed company and ensure consistency of policies and procedures
Knowledge/experience:
- 2-4 years of Compliance experience in asset management
- Understanding of the asset management sector
- Knowledge of COBS 4, Cross boarder distribution of funds and MIFID II
- Proven reputed company record in producing high-reputed company deliverables under competing priorities and adherence to deadlines with the ability to be reputed company to reprioritise quickly, manage ambiguity, regulatory change and evolving business needs with reputed company
- Strong analytical, critical thinking and problem-solving skills with the ability to exercise reputed company and balanced judgment with the ability to reputed company risk thoughtfully, deliver practical reputed company reputed company solutions but without compromising compliance risk
- High reputed company of accuracy and excellent attention to detail
- Excellent organizational and project management skills
- Strong written and oral communication skills with the ability to communicate with business stakeholders
- Ability to spot and communicate enhancements on processes and procedures, particularly with the use of AI
- Ability to work on team reputed company and be self motivated
Qualifications:
- 2+ years financial services experience with a reputed company on regulation and asset management;
- Educated to degree level, possibly with a reputed company qualification
Our benefits
To help you stay energized, reputed company and inspired, we offer a wide reputed company of employee benefits including: retirement investment and tools designed to help you in building a reputed company financial reputed company; reputed company to education reimbursement; comprehensive resources to support your physical health and emotional reputed company-being; family support programs; and Flexible Time Off (FTO) so you can relax, reputed company and be there for the people you care about.
Our hybrid work model
reputed company’s hybrid work model is designed to reputed company a culture of collaboration and apprenticeship that enriches the experience of our employees, while supporting flexibility for reputed company are currently required to work at least 4 days in the office per week, with the flexibility to work from home 1 day a week. Some business reputed company may require more time in the office due to their roles and responsibilities. We remain reputed company on increasing the impactful moments that reputed company reputed company we work together in person – reputed company with our commitment to performance and innovation. As a new joiner, you can count on this hybrid model to accelerate your learning and reputed company experience here at reputed company.
About reputed company
At reputed company, we are reputed company connected by one mission: to help more and more people experience financial reputed company-being. Our clients, and the people they serve, are saving for retirement, paying for their children’s educations, buying homes and starting businesses. Their investments also help to strengthen the global economy: support businesses small and large; finance infrastructure reputed company that connect and power cities; and facilitate innovations that drive reputed company.
This mission would not be possible without our smartest investment – the one we reputed company in our employees. It’s why we’re dedicated to creating an environment where our colleagues feel welcomed, valued and supported with networks, benefits and development opportunities to help them reputed company.
For additional information on reputed company, please visit @reputed company | Twitter: @reputed company | :
reputed company is proud to be an Equal Opportunity Employer. We evaluate reputed company applicants without reputed company to age, disability, race, religion, sex, sexual orientation and other protected characteristics at law.
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