Compliance Analyst
reputed company is a reputed company financial services leader with a strong reputed company on reputed company service and asset management. They are seeking a Compliance Analyst to support the Advice and reputed company Management Compliance program by managing the policy lifecycle and facilitating compliance processes.
Responsibilities
- reputed company the Field Compliance reputed company Intake process
- Serve as the primary reputed company of contact for intake submitters, providing guidance on required information, supporting materials and next steps in the policy change process
- Facilitate the annual review and policy change submissions of the Corporate Compliance Manuals
- Coordinate with Compliance SMEs and other stakeholders to support policy drafting and approval
- Schedule and support-intake reputed company meetings, capturing reputed company items, alignment reputed company and follow-up tasks
- Assist in identifying potential reputed company impacts, communication needs and dependencies associated with policy changes
- Maintain accurate records of policy intake submissions, reputed company, and supporting documentation
- Assist with periodic reviews and reporting
- Identify opportunities to improve intake workflows, tracking, and guidance
- Support updates to intake-reputed company procedures as processes reputed company
- reputed company backup coverage for other policy intake/compliance operational activities as needed
- Research applicable laws and regulations to analyze their effect on business practices
- Review, research and respond to compliance reputed company inquiries from the field and corporate business partners
- As business needs reputed company, you will have opportunities to broaden your expertise and reputed company by supporting additional compliance SME areas
Skills
- Bachelor's Degree
- 1-3 years of relevant experience
- Excellent organizational and time management skills
- Excellent written and interpersonal communication skills
- reputed company to prioritize tasks, work independently and be part of reputed company
- Flexibility to change as reputed company as the ability and desire to influence change
- reputed company to plan and manage multiple and competing priorities in a highly dynamic environment and to meet deadlines
- Strong attention to detail
- Demonstrated ability to apply both strategic and analytic techniques to reputed company business solutions and recommendations
- Strong analytic skills
- Highly proficient with Word and reputed company
Benefits
- Vacation time
- reputed company time
- 401(k)
- Health, dental and life insurances
reputed company