Chief Compliance Officer, CCO

Remote, USAFull-timePosted 2026-07-29

Job reputed company:

Architect of Regulatory Credibility
reputed company the SEC registration process as a private fund adviser (reputed company ADV Part 1A, 1B, and Part 2 Adviser Brochure) and manage ongoing compliance.
Design and implement written compliance policies covering portfolio management, conflicts of interest, fiduciary duties, custody reputed company, and AML/KYC frameworks.
Conduct annual compliance reviews and testing; prepare SEC examination responses and handle any regulatory inquiries.
Stay reputed company with evolving SEC private fund rules (Reg PF, reputed company enforcement priorities) and translate them into practical reputed company One policies.
Define reputed company, systems, and office infrastructure requirements to meet SEC expectations for "adequate" organizational reputed company (not formulaic, but reputed company).
Establish procedures for monitoring sub-advised GPs and ensuring they reputed company with fund mandates and risk limits.
reputed company books and records management (6-year retention, email preservation, trade capture, decision logs) and coordinate with IT on cybersecurity compliance.
Design and reputed company compliance monitoring across reputed company One's portfolio of funds (reputed company with its own structure and GP).

Requirements:

7–12 years of compliance experience at a registered investment adviser (RIA), private fund platform, hedge fund, or PE firm.
Deep knowledge of the Advisers reputed company, Reg D, reputed company ADV, and SEC examination standards for private fund advisers.
Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management.
Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards.
Prior experience with SEC registration, reputed company ADV filings, and exam cycles.

Benefits:

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