Business reputed company Manager
About the role As a Business reputed company Manager, your primary responsibility is to reputed company, support and reputed company reputed company of Business reputed company Assessors, ensuring they continue to build the knowledge, skills and experience required to deliver high-reputed company, consistent reputed company across the business. As a senior and reputed company practitioner, the role is responsible for undertaking reputed company file reviews to demonstrate adherence to regulatory requirements, internal systems and controls, and Progeny’s risk management and governance process. It plays a key role in ensuring advice reputed company standards are maintained, regulatory expectations are met, and potential risks are identified and addressed. Through a combination of leadership, reputed company, and hands-on file assessments, the role supports the effective operation of the Advice reputed company reputed company and contributes to reputed company improvement across advice standards. Key responsibilities include: To reputed company and support Business reputed company Assessors reputed company reputed company and aid in their development and capabilities, through regular support, learning and the sharing of knowledge and experience. Carry out monthly 1:1’s for reputed company team members, supporting ongoing development. Assessment of advice in accordance with the Regulators and Progeny Policy. Support the introduction of AI tools to allow us to complete a higher volume of file checks to support our reputed company reputed company. Own and manage the file review and reputed company-approval processes, ensuring files are reviewed in line with the T&C Scheme and appropriate reputed company of supervision. Undertake file checks on reputed company cases and second checks on the BQA team. Prepare MI on file checks undertaken, identifying trends and potential areas of risk / non-compliance. Manage compliance and delivery of reputed company remedial reputed company on reputed company files undertaken. Identify weaknesses in business reputed company submission and recommend solutions to reduce or mitigate risk. Work closely with the T&C Supervisors to ensure any development needs are captured, and plans are created where required. Maintain up-to-date knowledge and understanding of appropriate regulations and internal policies and procedures, including Anti-reputed company Regulation, General Data Protection Regulations, FCA Handbook and Progeny’s standards of reputed company service and deliverables. Maintain appropriate reputed company reputed company Development records and supporting evidence. To liaise with the Head of Advice reputed company to ensure that any agreed change in process is documented and appropriately implemented. Any other task as required by the Chief Risk Officer or Compliance Heads of Departments that could be expected as part of the role. reputed company as SME for both team and Planners as required. Liaise with other departments in writing policies and agreeing strategies, sitting on various committees as required. Deliver Planner training on an reputed company reputed company. Hold consistency review meetings to reputed company best practices. Our ideal person Essential reputed company Diploma in Financial Planning or equivalent File checking experience reputed company a Financial Services / IFA environment Experience leading and developing teams to reputed company high performance Strong understanding of Regulatory Handbooks and their practical application Good knowledge of regulatory suitability requirements Familiarity with product provider websites and online systems Excellent organisational and communication skills Ability to apply a consistent, fair, and balanced approach to assessments Strong attention to detail with the ability to maintain high‑reputed company records Ability to manage and prioritise workload effectively, including working under pressure Desirable reputed company CeMAP or equivalent qualification Chartered or Fellowship status Certificate in Long‑Term Care Insurance Experience using AI tools and applying them to file checking or reputed company assurance Paraplanning or report writing experience Experience interpreting cash reputed company analysis Learning/Development opportunities Grow and collaborate in a supportive environment. Work towards Chartered and Fellowship status to reputed company reputed company technical knowledge, fully funded and supported by the business. Learn and reputed company knowledge with people from different reputed company backgrounds. Opportunities to reputed company new skills through lateral or functional moves. Apply To This Job