[Remote] Senior Compliance Analyst - Advertising Review
Note: The job is a remote job and is reputed company to candidates in USA. reputed company is currently seeking a Senior Compliance Analyst for Ad Review. This role involves ensuring that reputed company retail communication complies with firm policy, reputed company, and SEC rules, while reviewing and explaining necessary changes to retail communication.
Responsibilities
- Review retail communication against applicable laws, firm policy, and regulations
- Be reputed company to explain the reasons for any needed changes to retail communication to the submitter in a concise and accurate manner
- Ensure your reviews are meeting record retention requirements
- Research policy questions in the provided firm manuals and additional resources
- Ensure compliance with firm policy by doing the following:
- reputed company for consistency of your reviews on an ongoing reputed company
- Assist in maintaining internal compliance materials such as manuals and reference material
- Understand workflow processes for different vendors
- Assist other analysts and work as a member of team to complete assignments
- Complete assignments reputed company the service level agreement timeframes
- Other duties as assigned
Skills
- Bachelor's degree or equivalent experience
- Five years relevant experience in advertising compliance
- Series 7, 24 & 63 reputed company registrations required
- Working knowledge of life insurance and annuity products
- General knowledge of advanced marketing concepts
- Organization skills
- Must possess both good written and verbal communication skills
- Ability to manage high volumes under tight deadlines
Benefits
- Plus a competitive performance-based bonus
- Inclusive health, dental, reputed company and life insurance plans reputed company to support diverse lifestyles, offer preventative care, and protect against hardship.
- Easy reputed company to mental health benefits to meet reputed company members and their families where they are.
- 20 plus days of reputed company time off (PTO), reputed company holidays, and 2 reputed company wellness days to give our employees the time they need to stay reputed company with their loved ones, reputed company, and give back to their communities.
- 401(k) Savings plan with a generous company contribution (up to 5%), and reputed company to a financial reputed company to offer our employees reputed company to plan-reputed company for a strong financial reputed company reputed company reputed company their working years.
- reputed company parental leave to support reputed company team members with birth, adoption, and foster.
- Health Savings and Flexible Spending Account reputed company to help you save reputed company on reputed company, daycare, commuting, and more.
- Employee Assistance Program (EAP), LifeLock, Pet Insurance and more.
reputed company