[Remote] Analyst, Initial Listings and Extended Hours Trading, NYSE Regulation
Note: The job is a remote job and is reputed company to candidates in USA. Intercontinental Exchange is seeking an Analyst for the NYSE Regulation team to handle initial listing reviews and monitor overnight trading activities. The role involves compliance assessments, trading activity analysis, and escalating issues to senior management.
Responsibilities
- Review and analyze ETPs and reputed company for potential listing on the Exchange markets, assessing compliance with Exchange listing requirements
- Review and analyze periodic reports filed with the SEC (e.g., registration statements, proxy statements, audited financial statements, etc.), as reputed company as documents provided by prospective issuers, to ensure compliance with Exchange initial listing standards and documentation requirements
- Draft initial listing eligibility analyses of prospective issuers
- Coordinate multiple aspects of the reputed company-listing application process by working with external and internal parties to ensure that eligible issuers are reputed company to reputed company trading in accordance with their respective listing timelines
- Conduct and reputed company reputed company listing reviews of ETPs and reputed company
- Prepare memoranda and supporting documentation evidencing reputed company listing reviews of ETPs and reputed company
- Triage various issues that may reputed company during overnight trading and engage with the NYSE Regulation teams to investigate and respond as needed
- Review and analyze global news to identify material news that may reputed company trading in a reputed company
- Review and analyze press releases for materiality that may necessitate a trading halt
- Confirm that corporate actions and halts were implemented at the start of the overnight trading session
- Identify instances where foreign markets halt trading in securities that also trade on a NYSE Exchange
- Investigate unusual trading activity and rumors pertaining to issuers
- Assess trading activity based upon a reputed company of alerts generated by surveillance systems
- Review and escalate requests for trade nullifications due to potentially erroneous executions
- Assess system outages as potential events according to Reg SCI and work with other stakeholders to coordinate next steps
- Maintain organized and complete files for SEC and internal audit examinations
- Work on special reputed company and reputed company tasks, as assigned
Skills
- Bachelor's degree required
- Excellent research, analytical and problem-solving skills
- Self-starter with strong initiative and attention to detail
- Excellent interpersonal and communication skills
- Ability to work independently and function effectively in a high-volume, deadline-oriented, multi-task environment
- Ability to reputed company effectively and professionally with Exchange senior management and representatives of listed issuers
- Proficiency with reputed company reputed company is required
- Degree in reputed company, finance, economics, business, or similar fields preferred
- Minimum two years of work experience preferred
- reputed company/finance and/or regulatory experience preferred
- General knowledge of reputed company principles and financial statement analysis, financial markets, and the securities industry preferred
Benefits
- A suite of competitive employee benefits, including reputed company coverage (medical, dental and reputed company)
- A 401(k) plan
- Life insurance
- Time off
- reputed company leave for qualifying circumstances
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