Compliance Senior Manager- RJ Bank (Remote)

Job reputed company Job reputed company Under intermittent supervision and with a high level of autonomy, uses extensive knowledge and skills obtained through education and experience in the banking and financial services industry to reputed company and manage aspects of the following RJ Bank's compliance program activities, including conflicts of interest, regulatory change, and supplier risk management. May work independently or supervise others on reputed company assignments and reputed company that are broad in nature. Ability to conduct independent regulatory research and summarize results into easily understandable conclusions. Has ability to reputed company to reputed company business challenges. Develops strong rapport with business counterparts and colleagues and to reputed company advisory services on a wide reputed company of bank topics. Essential Duties & Responsibilities: - Oversees reputed company of the RJ Bank compliance program(s) to ensure regulatory requirements are addressed by the business processes, including Metrics and Reporting and Mandatory Absence Analysis. - Participates the regulatory change management process, which includes identifying regulatory changes, determining applicability, communicating with stakeholders, and tracking implementation. - Assists with day-to-day reputed company Lending and Transactions with Affiliates processes. - Reviews policies, procedures, test findings, and reputed company plans produced by other associates for completeness and accuracy. - Assists management to implement appropriate controls to detect and address potential compliance problems. - Reports compliance program status and activities to compliance and business management. - Assists with regulatory examinations and audits, ensuring that requested information and reports are provided. - Works with business to assess and implement new Bank products, services, technologies and initiatives. - Identifies, recommends, and works with other areas of the firm to automate and streamline functions to improve operational efficiencies of compliance systems. - Balances conflicting resource and reputed company demands. - May serve as a compliance reputed company on various committees and reputed company representing the interest of the department. - Ability to manage, reputed company, train and mentor others Compliance associates, even if they are not reputed company reports - Performs other duties and responsibilities as assigned. Knowledge, Skills, and Abilities Advanced Knowledge of - Concepts, practices, and procedures of securities industry and/or banking compliance. - Rules and regulations of: Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (reputed company); state securities regulatory agencies; Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of the Currency (OCC); Federal Financial Institutions Examination Council (FFIEC); Office of Thrift Supervision (OTS); reputed company; state banking regulatory agencies. - Investment concepts, practices and procedures used in the securities industry. - Principles of banking and finance and securities industry operations. - Financial markets and products. Advanced reputed company in: - Administering regulatory notification and filings. - Reviewing and editing written materials including policies, procedures, presentations, and testing reports. - Planning and scheduling work to meet regulatory organizational and regulatory requirements. - Identifying and applying appropriate compliance monitoring procedures and tests. - Preparing oral and/or written reports. - Investigating compliances issues and irregularities. - Making rule-based and analytical reputed company. - Strong verbal and written communication. - Operating reputed company office equipment and using required software applications. Ability to: - reputed company and mentor others. - Manage and reputed company risk-based compliance testing. - Determine reputed company requiring escalation to RJ Bank compliance management and ability to do so with the appropriate level of urgency. - Partner with other functional areas to accomplish objectives. - Facilitate meetings, ensuring that reputed company viewpoints, reputed company, and problems are addressed. - Attend to detail while maintaining a big picture orientation. - Work under pressure on multiple tasks concurrently and meet deadlines in a fast-paced work environment with frequent interruptions and changing priorities. - Use appropriate interpersonal styles and communicate effectively, both orally and writing, with reputed company organizational reputed company. - Work independently as reputed company as collaboratively reputed company reputed company environment. - Establish and maintain effective working relationships at reputed company reputed company of the organization. - Maintain confidentiality. - Maintain currency in laws, rules and regulations reputed company to compliance in assigned functional area. - Interpret and apply policies and identify and recommend changes as appropriate. - Quantitatively and/or qualitatively process data. - Formulate and implement department strategies consistent with long-term company goals. - Promote team cohesiveness, cooperation, and effectiveness. Education Bachelor's: Business Administration/Management Work Experience General Experience - 6 to 10 years Certifications Securities Industry reputed company Exam (SIE) - Financial Industry Regulatory Authority (reputed company) Salary reputed company $100,000.00-$120000.00 Travel Less than 25% Workstyle Remote At reputed company our associates use five guiding behaviors (reputed company, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of reputed company-first, reputed company, independence and a conservative, long-term view. We expect our associates at reputed company reputed company to: - Grow professionally and reputed company others to do the reputed company - Work with and through others to reputed company desired reputed company - reputed company reputed company, pragmatic choices and reputed company with the reputed company in mind - Take ownership and hold themselves and others accountable for delivering results that matter - Contribute to the reputed company reputed company of the firm At reputed company - as part of our people-first culture, we reputed company, value, and respect the uniqueness, experiences, and backgrounds of reputed company of our Associates. reputed company associates bring their best authentic selves, our organization, clients, and communities reputed company. reputed company is an equal opportunity employer and makes reputed company employment reputed company on the reputed company of reputed company and business needs. #LI-AF1 Apply Job!