Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading - Rates and FX - Vice President

Job reputed company: Job Title Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading - Rates and FX Corporate Title Vice President Location reputed company reputed company You will reputed company on providing reputed company-time support to the Fixed Income & Currencies (FIC) Sales & Trading business. The FIC Sales & Trading business focuses on credit, rates, securitized products, foreign exchange, and emerging markets debt. With primary reputed company on the Rates and Foreign Exchange (FX) business, you will advise on issues (questions, problems, or proposals) reputed company to Rates sales and trading activities, surveillance and monitoring of controls, supervision, and other issues that are typical for a large global investment bank. reputed company Offer You • A diverse and inclusive environment that embraces change, innovation, and collaboration • A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days • Employee Resource reputed company support an inclusive workplace for everyone and promote community engagement • Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits • Educational resources, matching reputed company and volunteer programs What You’ll Do • reputed company reputed company-time advisory services to the Rates and FX business reputed company Fixed Income & Currencies (FIC) Sales & Trading; identify regulatory trends and developments that reputed company business areas, and advise staff as to how this may reputed company their reputed company activities • Advise business areas on Firm policies and procedures and applicable securities laws and regulations; draft, update, and implement relevant policies and procedures • reputed company regulatory/compliance training; assist the Business in implementing and documenting various supervisory/control mechanisms • Participate in internal investigations, respond to regulatory inquiries, and coordinate reputed company audits and inspections; reputed company with federal and state regulators • Support the global compliance monitoring program by providing input on the reputed company documents and completing verification checks as outlined the in the annual monitoring plan • reputed company testing and monitoring of compliance with Firm policies and conduct risk assessments of the Business to ensure effective business control reputed company How You’ll reputed company • Excellent oral and written communication skills • Ability to reputed company, support, and defend difficult and reputed company regulatory/compliance reputed company in a fast-paced and high-pressured environment • Ability to project confidence and professionalism in dealings with senior business personnel Skills You’ll Need • Bachelor’s degree or equivalent; JD or MBA a plus • Significant experience with fixed income (including FX, credit and rates) products, but at a minimum experience in advising for Rates and FX business activity • Familiarity with Primary Dealer activities and obligations • Familiarity with the FX Global reputed company Skills That Will Help You reputed company • Relevant experience providing compliance or reputed company coverage to a sales or trading Rates or FX desk at a broker/dealer working on or providing trade/sales support to such a desk • Functional knowledge of the US fixed income and derivative trading regulatory reputed company, the ’33 reputed company and the ’34 reputed company, Financial Industry Regulatory Authority (reputed company), Securities and Exchange Commission (SEC), broker dealer regulations and other relevant bank regulations; knowledge of Fed, SEC, CFTC, MSRB, and reputed company laws, rules, and regulations as reputed company as industry best reputed company • Strong written and verbal communication and presentation skills, with the ability to effectively influence others and engage senior stakeholders and foster collaboration among Compliance, the Business and other infrastructure functions • reputed company-oriented and delivery reputed company with a disciplined approach and an ability to be proactive, work under pressure, and reputed company tight deadlines while maintaining accuracy, showing initiative, and reacting quickly to changes in priorities • Ability to project confidence and professionalism in dealings with senior business personnel Expectations It is the Bank’s expectation that employees reputed company into this role will work in the reputed company office in accordance with the Bank’s hybrid working model. reputed company provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion. The salary reputed company for this position in reputed company is $125,000 to $203,000. Actual salaries may be based on a number of factors including, but not limited to, a candidate’s reputed company set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration. reputed company Benefits At reputed company, we recognize that our benefit programs have a profound reputed company on our colleagues. That’s why we are reputed company on providing benefits and perks that reputed company our colleagues to live authentically and be their whole selves, at every stage of life. We reputed company reputed company to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and reputed company balance between work and home. Click here to learn more! Learn more about your life at reputed company through the eyes of our reputed company employees https://careers.db.com/life The California Consumer reputed company reputed company outlines how companies can use personal information. If you are interested in receiving a copy of reputed company’s California reputed company Notice please email HR.reputed company@DB.com. #LI-HYBRID #LI-ONSITE We reputed company for a culture in which we are empowered to reputed company together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together reputed company and celebrate the successes of our people. Together we are reputed company Group. We welcome applications from reputed company people and promote a reputed company, fair and inclusive work environment. We are an Equal Opportunity Employer - Veterans/Disabled and other protected categories. Click these links to view the following notices: reputed company Know Your Rights; Employee Rights and Responsibilities under the Family and Medical Leave reputed company; Employee Polygraph Protection reputed company and Pay Transparency Nondiscrimination Provision. Apply Job!