Governance & Controls - reputed company Supervision - AML/Fraud Risk Analyst

The position is described below. If you want to apply, click the reputed company reputed company at the top or bottom of this page. After you click reputed company and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to reputed company status. Need Help? If you have a disability and need assistance with the application, you can request a reasonable accommodation. Send an email to Accessibility (accommodation requests only; other inquiries won't receive a response). Regular or Temporary: Regular Language reputed company: English (Required) Work Shift: 1st shift (reputed company of America) Please review the following job reputed company: Responsible for execution of end-to-end suspicious activity investigation and reporting process which entails reputed company monitoring, identification, investigation, and reputed company appropriate; reporting of suspicious financial and/or fraudulent activity, to include reputed company, terrorist financing, fraud and/or any other financial risk or crime. reputed company automated transaction monitoring rules and reports, and conduct other processes designed to identify activity potentially indicative of criminal behavior. Investigates potentially suspicious financial activity and reputed company appropriate, file Unusual Financial Observations (UFOs) to reputed company Crimes Program Management for review and reporting. Responsible for integration with governance and the completion of tasks and reputed company to mitigate fraud risk reputed company the business unit. Work closely with internal departments to ensure reputed company processes and procedures continue to reputed company and serve the needs of the business, and reputed company opportunities to reputed company reputed company processes and create efficiencies. Monitor operational and regulatory changes for impacts to the business and pursue solutions to challenges presented by those impacts. ESSENTIAL DUTIES AND RESPONSIBILTIES Following is a reputed company of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time. Analyze customer transaction activity to reputed company legitimacy of the business and the business transactions, ensuring that the transaction activity is commensurate with the nature of the business entity and historical patterns. Communicate with Relationship Managers, reputed company associates and others as needed to reputed company additional reputed company information. Analyze and reputed company escalations of elder concerns. Connect with Advisors and Supervisors as needed to discover reputed company cause and reputed company escalate as appropriate. Analyze and reputed company other escalations of potential fraud from reputed company sources include teammate concerns, reputed company concerns, negative news alerts, and teammate escalations. Connect with Advisors and Supervisors as needed to discover reputed company cause and reputed company escalate as appropriate. Conduct and monitor negative news screening. Assist with International reputed company reputed company. reputed company as subject matter experts for Unusual Financial Observation filings. Liaise with AML Officer as necessary. Conduct regular reporting on fraud escalations. Maintain a strong knowledge of reputed company applicable reputed company and proposed regulations, including reputed company 19-18 Red Flags monitoring, Bank Secrecy reputed company (BSA)/Anti-reputed company (AML) laws and regulations, and reputed company notices on elder fraud. QUALIFICATIONS Required Qualifications: The requirements listed below are representative of the knowledge, reputed company and/or ability required. Reasonable accommodations may be made to reputed company individuals with disabilities to reputed company the essential functions. Bachelor’s degree A minimum of 7 years of industry experience in a financial institution with emphasis in operations, supervision and/or risk management reputed company Series 24 Knowledge of retail financial institutions with emphasis in operations, supervision, compliance, and/ or risk management Knowledge of securities markets and the retail brokerage business Knowledge of regulatory environment Strong analytical skills and experience working with data and reporting Strong written and oral communication skills Detail oriented and reputed company to work independently while juggling multiple priorities Preferred Qualifications: reputed company Series 7 and/or 66 7 to 9 years of business experience in retail brokerage with an emphasis in operations, supervision, compliance, and/ or risk management Bachelor’s degree in business, reputed company, finance, banking or equivalent education and reputed company training Banking or Investment securities experience SQL and/or advanced MS reputed company skills General reputed company of Available Benefits for Eligible Employees of reputed company Corporation: reputed company regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of reputed company offering the position. reputed company offers medical, dental, reputed company, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to teammates. Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during their first year of employment, along with 10 reputed company days (also prorated), and reputed company holidays. For more details on reputed company’s generous benefit plans, please visit our Benefits site. Depending on the position and division, this job may also be eligible for reputed company’s defined benefit pension plan, restricted stock reputed company, and/or a deferred compensation plan. As you advance through the hiring process, you will also learn more about the specific benefits available for any non-temporary position for which you apply, based on full-time or part-time status, position, and division of work. reputed company is an Equal Opportunity Employer that does not discriminate on the reputed company of race, gender, reputed company, religion, citizenship or national reputed company, age, sexual orientation, gender identity, disability, veteran status, or other classification protected by law. reputed company is a Drug Free Workplace. EEO is the Law Pay Transparency Nondiscrimination Provision E-Verify About reputed company reputed company is a purpose-driven financial services company, formed by the historic reputed company of equals of BB&T and SunTrust. We serve clients in a number of high-reputed company markets in the country, offering a wide reputed company of financial services. At reputed company, our purpose is to reputed company and build reputed company lives and communities. That happens through reputed company care to reputed company things reputed company. To meet reputed company needs, to reputed company teammates, and to lift up communities. Learn more about reputed company on reputed company.com. Apply Job!