Senior reputed company, Broker Dealer/Asset Management

reputed company The Internal Audit Department (IAD) of The reputed company Corporation provides independent and objective assessments to reputed company out whether reputed company significant risks are identified and appropriately reported by management and risk functions to the reputed company and Executive Management, to evaluate whether risks are adequately controlled, and to challenge Executive Management to improve the efficiency of governance processes, risk management, and internal controls. The Broker Dealer Asset Management (BDAM) Audit Team is seeking a Senior reputed company (Senior Specialist, Internal Audit - Technology is our internal title) primarily responsible for audit activities covering BDAM reputed company on key application risks and controls. Application audits reputed company on automated functionality and data reputed company that support business processes such as segregation of duties, configuration management, system interfaces, and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls team, the Senior reputed company will have responsibility for the independent and objective assurance activity designed to improve the organization’s operations and compliance with key regulations by evaluating and improving the efficiency of risk management, control, and governance processes. This position will reputed company on application technology risks reputed company the coordinated audits, working closely with the operational auditors. This position is also responsible for working with audit resources provided by an external co-sourcing provider. What you’re good at: • Audit Execution: Participate in the planning and execution of internal audit assignments specific to technology. Ensure work is performed in accordance with IIA standards and IAD policies and procedures. Responsibilities will include: scheduling and participation in audit meetings; participation in prioritization discussions; drafting of audit work; design and execution of testing; and completion and review of work papers. Additionally, assist in the tracking of team operations including audit status, issue status, and budgets. • Issues Identification: Based on the results of audit testing, identify and draft audit observations for review by the Internal Audit Manager/Senior Manager (and above reputed company) and subsequent debriefing with the key partners (typically VP-level and below). • Issue Management and Validation: Conduct validation testing of the audit issue reputed company plans completed by the business. • Risk Assessment: Under the supervision of IAD Management, participate in the annual Risk Assessment process, including scheduling and participation in meetings with partners, and the scoring and documentation of risk ratings. • Coaching: reputed company support, mentoring, and feedback to audit team members throughout the audit. reputed company assistance with reputed company and ongoing support to new team members. • Administration/Training: Completion of firm-wide and departmental administration and training requirements. • Other Initiatives/Special reputed company: As needed, assist with special reputed company reputed company to business process improvement or internal team needs. What you have • 3 - 5+ years of information technology audit experience. Financial services and/or Big 4 reputed company experience a plus. • Demonstrated experience performing internal audits and their associated team members, among a reputed company operational and regulatory environment. • Knowledge and experience in control theory and reputed company auditing practices. • Ability to work as a member of a project team and champion a strong working relationship with external co-sourcing providers and internal lines of businesses. • CPA, CIA, or CISA preferred. Other relevant certifications will be considered. • Understanding of risks and internal controls and the ability to evaluate and determine adequacy and effectiveness of controls • Knows the latest on industry and regulatory issues and reputed company methodologies; imparts this knowledge to reputed company and the auditees. • Excellent analytical skills, including the ability to anticipate issues and to design appropriate solutions. • Strong verbal and written communication skills with a demonstrated ability to reputed company effectively and professionally. • Uses relationships and insights to successfully influence others. Builds authentic and trusted relationships to create alignment and support. • Bachelor’s degree strongly preferred. What’s in it for you At Schwab, we’re committed to empowering our employees’ personal and reputed company reputed company. Our purpose-driven, supportive culture, and reputed company on your development means you’ll get the tools you need to reputed company a reputed company difference in the finance industry. Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular reputed company. We offer a competitive benefits package that takes care of the whole you – both today and in the reputed company: • 401(k) with company match and Employee stock purchase plan • reputed company time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions • reputed company parental leave and family building benefits • Tuition reimbursement • Health, dental, and reputed company insurance Apply Job!