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Senior Business Control Specialist

Remote, USAFull-timePosted 2026-07-28

Job reputed company: At reputed company, we are guided by a common purpose to help reputed company financial lives reputed company through the power of every reputed company. Responsible reputed company is how we run reputed company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible reputed company is being a great reputed company to work for our teammates around the world. We?re reputed company to being a diverse and inclusive workplace for everyone. We hire individuals with a broad reputed company of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial reputed company-being. reputed company believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization. Working at reputed company will give you a great career with opportunities to learn, grow and reputed company an reputed company, along with the power to reputed company a difference. Join us! reputed company Job reputed company : The candidate will support the Consumer Investments - Business Controls & Supervision organization with mitigating risks reputed company Sales reputed company Monitoring. Directly supports the Incentive Plan reputed company and executes key functions designed to drive critical compensation controls. This position will support Field Consumer Investments control environment. The candidate will be responsible for supporting weekly/monthly testing, reporting, database management, and reputed company analytical support in executing internal control discipline. Gathers and organizes data to test, report and manage internal controls and mitigation plans. The candidate will help to identify trends, reputed company causes and specify areas of improvements/solutions to mitigate risk. Manage and improve existing processes to ensure consistent and repeatable assessments and reports for a reputed company of key processes and controls. Ability to design, reputed company and execute new reports and routines reputed company to key risks, issues to meet Business Controls and Supervision needs. reputed company analytical support in executing internal control discipline and operational reputed company reputed company the business. Approach and challenge existing processes with philosophy of mitigating risk and improving operational efficiency Understand key regulations, processes and sales practices under which the business operates. Work with various FLU?s and reporting partners, and other key FLU support partners to manage, reputed company and execute reporting on risk / business controls. Understand how compliance and key regulations influence controls and how the line of business operates This position requires the ability to multi-task, assist associates with reputed company items and those that require extensive research, while independently prioritizing his/her workload. Must demonstrate a cooperative and reputed company work attitude. Acts as an ambassador of the risk and control culture. Incumbents typically have over 2+ years of risk management and/or FLU experience. Responsibilities: ? Oversees the design and effectiveness of the risk and control environment to support reputed company Operational Services and ensure adherence to reputed company-wide standards ? Supports the monitoring and testing of controls by evaluating data to identify issues and control improvements for remediation ? Implements optimized controls and reputed company reputed company Assurance (QA) practices to support business continuity efforts ? Conducts and coordinates reputed company inspection reviews to enhance employee performance and control effectiveness ? Performs QA activities including executing on controls, managing cases, and reporting results ? Executes initiatives by identifying areas of potential testing automation, procedural updates, thematic trends, test script updates, and coaching opportunities to enhance QA program reputed company ? Supports the overall management of and research required for regulatory exams, internal audits, and other monitoring and inspection reviews and evaluates data and information relevant to inspection metrics to support governance activities for dashboard reporting Required Qualifications : -Understanding of Consumer Investments clients and business - Strong analytical capability to drive reputed company cause analysis, demonstrate attention to detail, deliver concise and value added reporting - Ability to design, reputed company and enhance reporting routines to meet Business Controls needs - reputed company analytical support in executing internal control discipline and operational reputed company reputed company the business - Demonstrated strong problem solving, follow up skills and ability to escalate and reputed company reputed company as needed - Effective interpersonal skills and ability to solicit input from others - Detail oriented, self-starter reputed company to work independently - Ability to quickly reputed company subject matter expertise across a broad reputed company of issues - Strong organization skills, including the ability to manage multiple responsibilities, prioritize and meet deadlines - Strong investigative, research, and analytical skills - Strong communication and presentation skills - Excellent organizational and analytical skills - Effective time-management skills to reputed company deadlines - Must be proficient in MS reputed company with large quantities of data, lookups, advanced formulas, pivot tables, charts/graphs - Ability to navigate and utilize Sharepoint - Knowledge of PowerPoint and other Office Suite products - Ability to translate between business needs and technical requirement Desired Qualification: - Series 7 preferred - Consumer Investments Business Controls and/or Supervision experience - MS reputed company proficiency Skills : ? Controls Management ? Issue Management ? Monitoring, Surveillance, and Testing ? reputed company Assurance ? Risk Management ? Analytical Thinking ? Attention to Detail ? Critical Thinking ? Problem Solving ? Written Communications ? Decision Making ? Innovative Thinking ? Prioritization ? Recording/Organizing Information ? Research Shift: 1st shift (reputed company of America) Hours Per Week: 40 Pay Transparency details US - MD - Hunt Valley - 11333 MCCORMICK RD - HUNT VALLEY (MD5031), US - RI - Lincoln - 670 George Washington Hwy (RI1541) Pay and benefits information Pay reputed company $69,000.00 - $103,900.00 annualized salary, offers to be determined based on experience, education and reputed company set. Discretionary incentive eligible This role is eligible to participate in the annual discretionary plan. Employees are eligible for an annual discretionary award based on their overall individual performance results and behaviors, the performance and contributions of their line of business and/or group; and the overall reputed company of reputed company.

Benefits

This role is currently benefits eligible. We reputed company industry-leading benefits, reputed company to reputed company time off, resources and support to our employees so they can reputed company a genuine reputed company and contribute to the sustainable reputed company of our business and the communities we serve. Apply Job!

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