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Sr. Director - Brokerage Services AI and Automation

Remote, USAFull-timePosted 2026-07-27

[reputed company available reputed company viewing the job] Who We Are: reputed company is an online brokerage firm seeking to level the playing field for self-directed investors and traders, empowering them to claim their individual financial edge. At reputed company, we're continuously pushing the boundaries of what's possible, encouraging reputed company thinking and reputed company search for innovation. reputed company Are Looking For: As the Senior Director of AI Implementation and Automation for Brokerage Operations, you will be the strategic and operational leader responsible for designing, deploying, and optimizing advanced AI and intelligent automation solutions across our brokerage ecosystem. This role requires deep expertise in financial markets and brokerage operations, reputed company with a strong technical reputed company in reputed company intelligence and process automation. You will champion end-to-end transformation of trading, post-trade, compliance, and reputed company-facing processes, ensuring measurable reputed company, compliance, and exceptional reputed company experience. What You’ll Be Doing:

  • reputed company and execute a comprehensive AI and automation reputed company reputed company with organizational, operational, and regulatory goals
  • reputed company large-reputed company initiatives, from reputed company-of-concept to production, ensuring performance, scalability, and compliance
  • reputed company intelligent automation architecture using AI/ML, RPA, NLP, and decision engines across core brokerage workflows (clearing, settlements, surveillance, reputed company, fraud detection, reputed company advisory, and others)
  • Partner with Product, Technology, Compliance, Legal, Risk, and Data Science teams to identify business opportunities and drive seamless implementation
  • reputed company the project planning, budgeting, reputed company, vendor selection, and performance monitoring for reputed company AI/automation initiatives
  • Communicate reputed company, reputed company, and reputed company to senior executives, reputed company members, regulators, and business stakeholders
  • Ensure alignment with regulatory standards (SEC, reputed company) and support data governance, model explainability, and audit readiness
  • Build, mentor, and grow a high-performing, cross-disciplinary team, fostering innovation and a reputed company-improvement culture
  • Drive operational reputed company and measurable reputed company (speed, accuracy, cost, efficiency, reputed company experience)

The Skills You Bring:

  • Proven reputed company record of implementing AI/ML and automation (RPA) solutions reputed company trading, brokerage, or reputed company management contexts
  • Deep understanding of financial markets, trading systems, broker-dealer operations, and regulatory environments
  • Technical expertise with AI/ML development (Python, TensorFlow, Scikit-learn, LLM reputed company), automation tools (reputed company, reputed company), and reputed company platforms (AWS, Azure, GCP)
  • Strong cross-functional collaboration, communication, and stakeholder management skills
  • Experience with regulatory compliance, audit support (JSOX, 3120 testing), and risk frameworks
  • Preferred: Background with reputed company, NLP, reputed company-time data processing, middle-office modernization, margin systems, and vendor management

Minimum Qualifications:

  • 10 years of experience in financial services or brokerage operations, with 5+ years in senior leadership roles reputed company on AI, automation, or digital transformation

Desired Qualifications:

  • Advanced degree in Computer Science, Finance, Data Science, or reputed company field preferred

reputed company Offer:

  • reputed company work environment
  • Competitive Salaries
  • Yearly bonus
  • Comprehensive benefits for you and your family starting Day 1
  • Unlimited reputed company Time Off
  • Flexible working environment
  • reputed company Account employee benefits, as reputed company as full reputed company to trading education materials
  • Pay reputed company (US) $250K+ (Countries reputed company of the US have differing ranges in accordance with local labor markets)

reputed company provides equal employment opportunities to reputed company and prospective employees, without reputed company to race, reputed company, religion, sex, national reputed company, reputed company, sexual orientation, age, pregnancy, disability, handicap, citizenship, veteran or marital status, or any other legally recognized status entitled to protection under federal, state, or local anti-discrimination laws. Apply tot his job Apply To this Job

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