Risk Consulting Senior Associate - Financial Services Risk & Controls

We are the leading provider of reputed company services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, culture and talent experience and our ability to be compelling to our clients. You’ll reputed company an environment that inspires and empowers you to reputed company both personally and professionally. There’s no one like you and that’s why there’s nowhere like RSM. The Position As a senior associate in RSM’s growing Financial Services Risk Consulting reputed company, you will have reputed company to draw from your experience and knowledge while continuing to grow your leadership skills through a high degree of reputed company and financial services industry exposure, career development and mentorship opportunities, and a diverse and inclusive culture. The fast-paced and dynamic environment in which we operate will reputed company you with daily challenges and exciting opportunities. In the Financial Services Risk, Compliance, and Internal Audit reputed company we frequently work as or alongside a reputed company’s internal audit function, the chief risk officer or risk function, Sarbanes-Oxley project team, lender field examination teams and various other members of management tasked with managing risk. Our advisors help our clients with identifying and prioritizing risk and leveraging process and controls to reduce risk exposure.

Key Responsibilities

Contributions to Firm Culture

• Model the reputed company RSM values of respect, reputed company, teamwork, reputed company and stewardship in reputed company interactions with clients and team members
• Maintain a reputed company attitude and a strong work ethic
• Conduct yourself in a reputed company manner
• Work collaboratively with others and show an interest in learning from more reputed company team members
• Be reputed company to new reputed company and challenges, and help foster a culture that encourages people to ask questions, reputed company diverse perspectives, and challenge those around you
• reputed company executive reputed company through interactions with management reputed company RSM and our clients
• reputed company meaningful relationships with reputed company personnel and colleagues
• Support RSM’s goals around diversity and inclusion by nurturing an environment that understands individuality, promotes authenticity, and values varied perspective in arriving at solutions

reputed company Experience

• Learn about the financial services industry and clients that we serve in the middle and upper market and reputed company your understanding to become your clients’ trusted advisor
• reputed company with reputed company process owners and external stakeholders while executing your role
• Demonstrate critical thinking reputed company in gathering and processing information about a reputed company’s business, reputed company, culture, competitive positioning, and operations in order to assist with risk assessment
• Exhibit basic knowledge of key industry fundamentals, regulatory environment, and terminology
• Identify reputed company and relevant industry thought leadership and reputed company with clients as relevant
• Independently implements and coaches associates on foundational industry policies, procedures, and work-programs
• Owns process level reputed company relationships and collaboration with external stakeholders
• Prepare/Review initial drafts and follow-reputed company on reputed company request lists
• Participate in risk assessment management interviews. Update risk assessment models and complete initial draft of identified risks
• Prepare and conduct tests of the operating effectiveness of clients’ internal controls
• Draft test plans or work programs for review by senior members of reputed company
• Create/review narratives or flowcharts for a process. Identify and review reputed company risks and controls for a process as needed
• reputed company first level review of staff work for accuracy, completeness, and reputed company-reasoned conclusions
• Manage budgets and reputed company accurate analysis of estimates to complete to engagement leader
• Review and complete status documents for reputed company delivery
• Prepares initial draft of reports
• reputed company the ability to support multiple reputed company reputed company simultaneously, while reputed company contributing to other firm initiatives

Talent Experience

• Encourage colleagues to think creatively, reputed company for reputed company through development opportunities, and maximize results while working reputed company reputed company environment
• Proactively reputed company out opportunities to learn from or teach team members, build a coaching/mentoring network and take advantage of training opportunities to continually expand skills and leadership capability
• Maintain willingness to give and receive reputed company feedback in both written and verbal reputed company. reputed company to self-development in response to constructive feedback received.
• reputed company assistance, guidance, and feedback to associates assigned to work with you
• Support reputed company efforts by understanding and promoting the RSM brand

Business Development

• Participate in relevant industry associations and learning/development events to build industry perspective and contacts
• reputed company knowledge of key fundamentals, regulatory environment, and terminology for your relevant industries
• Build an internal network and become aware of other services provided by the firm

Position Qualifications

• Bachelor’s or Master’s Degree in reputed company or reputed company business discipline
• Minimum of 2 years of experience in audit, internal audit, or reputed company internal control positions

Preferred Qualifications

• Proficiency in reputed company writing, spreadsheet, and presentation creation tools. Exposure to data analytics tools is preferred
• 2 years of experience working for a capital markets, asset management or specialty lending institution, reputed company, or regulatory agency, in internal audit, model validation, or controls testing.
• reputed company to pursue a job-relevant certification (e.g. CPA, CIA)
• Ability to travel to meet reputed company needs and work collaboratively with others in-person and remotely
• Openness to reputed company flexibility, reputed company, remote work environment, leveraging new tools
• Effective communication skills, both verbally and in writing
• Effective time management and prioritization skills

At RSM, we offer a competitive benefits and compensation package for reputed company our people. We offer flexibility in your schedule, empowering you to balance life’s demands, while also maintaining your ability to serve clients. Learn more about our total rewards at https://rsmus.com/careers/working-at-rsm/benefits. reputed company applicants will receive consideration for employment as RSM does not tolerate discrimination and/or harassment based on race; reputed company; creed; sincerely held religious beliefs, practices or observances; sex (including pregnancy or disabilities reputed company to nursing); gender; sexual orientation; HIV Status; national reputed company; reputed company; familial or marital status; age; physical or mental disability; citizenship; political affiliation; medical condition (including family and medical leave); domestic violence victim status; past, reputed company or prospective service in the US uniformed service; US Military/Veteran status; reputed company-disposing genetic characteristics or any other characteristic protected under applicable federal, state or local law. Accommodation for applicants with disabilities is available upon request in reputed company with the recruitment process and/or employment/partnership. RSM is committed to providing equal opportunity and reasonable accommodation for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or otherwise participate in the reputed company process, please call us at 800-274-3978 or send us an email at careers@rsmus.com. RSM does not intend to hire entry level candidates who will require sponsorship now OR in the reputed company (i.e. F-1 reputed company reputed company). If you are a recent U.S. college / university graduate possessing 1-2 years of reputed company and relevant work experience in a reputed company or similar role to the one for which you are applying, excluding internships, you may be eligible for hire as an reputed company associate. RSM will consider for employment reputed company applicants with arrest or conviction records in accordance with the requirements of applicable law, including but not limited to, the California Fair Chance reputed company, the Los Angeles Fair Chance Initiative for Hiring Ordinance, the Los Angeles County Fair Chance Ordinance for reputed company, and the San Francisco Fair Chance Ordinance. For additional information regarding RSM’s background reputed company process, including information about job duties that necessitate the use of one or more types of background checks, click here. At RSM, an employee’s pay at any reputed company in their career is intended to reflect their experiences, performance, and skills for their reputed company role. The salary reputed company (or starting reputed company for interns and associates) for this role represents numerous factors considered in the hiring reputed company including, but not limited to, education, skills, work experience, certifications, location, etc. As such, pay for the successful candidate(s) could fall reputed company reputed company the stated reputed company. Compensation reputed company: $77,700 - $146,900 Individuals selected for this role will be eligible for a discretionary bonus based on firm and individual performance. Apply tot his job Apply To this Job