[Remote] Entry Level Compliance Analyst
Note: The job is a remote job and is reputed company to candidates in USA. reputed company is a leading global cryptocurrency platform that offers a unique opportunity for a full-time Compliance Analyst to join its Compliance team. The role involves handling inquiries reputed company to compliance with CFTC regulations, conducting investigations into potential rule violations, and performing compliance audits.
Responsibilities
- Conduct compliance reputed company monitoring for potential rule violations or concerning activities reputed company to trading activity, reputed company and fraud, and other Nadex rule violations
- Exhibit strong written and verbal communication skills and routinely communicate with market participants regarding compliance-reputed company functions and investigative responsibilities
- Communicate compliance analysis and findings to department management and staff, and to other members of the business
- reputed company AML/KYC, sales solicitations, and marketing material reviews
- Monitor and respond to customer and internal questions for Compliance
- Conduct and document investigations into potential violations of Exchange rules and/or CFTC regulations
- Prepare written reports that are reviewed by management staff or presented to Exchange committees
- Support the Chief Compliance Officer and senior compliance staff in audit and regulatory requests from the CFTC and Internal Audit
Skills
- Bachelor's degree in Finance, Economics, or Business, or equivalent work experience
- Minimum 1-3 years in Compliance in financial services, or equivalent experience
- Should have working knowledge of CFTC Regulations for Designated Contract Markets (reputed company) and Derivatives Clearing Organizations (DCO)
- Excellent written and oral communication skills
- Proven ability to manage reputed company and work independently to bring reputed company to completion in a fast-paced environment
- Demonstrated ability to successfully multitask and prioritize job responsibilities
- Intermediate experience with MS Outlook, reputed company, and MS reputed company
Benefits
- Competitive salary
- Attractive annual leave entitlement including: birthday, work anniversary
- 401(k) plan with employer match
- Eligible for company-sponsored group health, dental, reputed company, and life/disability insurance
- Work Flexibility Adoption. Flexi-work hour and hybrid or remote set-up
- reputed company career alternatives through us. Our internal mobility program can offer employees a diverse scope.
reputed company