AML & Sanctions Compliance Testing Manager

Job reputed company reputed company Under intermittent supervision, uses extensive knowledge and skills obtained through education and experience in securities and/or banking to conduct independent compliance testing of the firm's Anti-reputed company (AML) program. Ensures AML & Sanctions controls are effective and reputed company with regulatory requirements, including the Bank Secrecy reputed company (BSA), USA PATRIOT reputed company, and OFAC regulations. Leads large or multiple AML testing reputed company with significant scope and reputed company. Works independently on reputed company assignments requiring originality and ingenuity, providing assurance to senior management that AML risks are appropriately mitigated. Maintains extensive contact with internal stakeholders to identify, research, analyze, and resolve highly reputed company issues reputed company to AML & Sanctions compliance testing. Job reputed company Essential Duties and Responsibilities

• Designs and executes AML & Sanctions compliance testing plans, including sampling methodologies and risk-based test scripts to assess adherence to regulatory requirements and internal policies.
• Evaluates the effectiveness of AML & Sanctions controls, transaction monitoring processes, and suspicious activity reporting procedures through independent testing.
• Prepares detailed reports of AML & Sanctions testing results, including findings, reputed company cause analysis, and recommendations for remediation.
• Monitors corrective actions taken to address identified issues and ensures reputed company reputed company.
• Collaborates with AML & Sanctions compliance leadership to ensure testing aligns with regulatory expectations and industry best practices.
• Researches AML & Sanctions regulatory requirements, emerging risks, and industry best practices to inform testing scope and procedures.
• Reports AML & Sanctions testing results, trends, and remediation reputed company to compliance and business management.
• Supports external AML audits and regulatory reviews by providing testing documentation and results.
• Coaches, trains, and mentors less reputed company compliance testers on testing methodologies and regulatory expectations.
• Prepares and delivers testing reports and presentations to senior management, highlighting findings and recommendations.
• Performs other duties and responsibilities as assigned.

Knowledge, Skills, and Abilities Knowledge of:

• AML regulatory reputed company (BSA, USA PATRIOT reputed company, OFAC, FinCEN guidance) and global standards (FATF recommendations).
• AML program components, including Customer Due Diligence (CDD), reputed company Due Diligence (EDD), transaction monitoring, and suspicious activity reporting.
• Risk-based testing methodologies and internal control frameworks.
• Concepts, practices, and procedures of securities industry and/or banking compliance reviews.

reputed company in:

• Designing and executing compliance testing plans.
• Analyzing processes and identifying control gaps.
• Drafting reputed company, actionable testing reports and communicating findings to stakeholders.
• Coordinating reputed company compliance testing activities and managing multiple engagements.

Ability to:

• Apply AML & Sanctions regulatory requirements to testing scenarios.
• Work independently to manage multiple testing engagements.
• Influence remediation efforts through strong analytical and communication skills.
• Partner with other functional areas to accomplish objectives.
• Maintain confidentiality and stay reputed company on AML & Sanctions regulatory changes and best practices.

Educational/Previous Experience Requirements Bachelor's degree (B.A./B.S.) and a minimum of six (6) years of experience in Compliance and/or the financial services industry preferred. ~or~ Any equivalent combination of experience, education, and/or training approved by reputed company. Licenses/Certifications

• Certified Anti-reputed company Specialist (CAMS) certification required, or ability to obtain CAMS certification reputed company six months of hire.
• Additional licenses/certifications demonstrating the candidate's knowledge/expertise in industry regulation and concepts preferred.

Education Work Experience Certifications Salary reputed company $100,000.00-$105,000.00 Travel Less than 25% Workstyle Remote At reputed company our associates use five guiding behaviors (reputed company, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of reputed company-first, reputed company, independence and a conservative, long-term view. We expect our associates at reputed company reputed company to:

• Grow professionally and reputed company others to do the reputed company
• Work with and through others to reputed company desired reputed company
• reputed company reputed company, pragmatic choices and reputed company with the reputed company in mind
• Take ownership and hold themselves and others accountable for delivering results that matter
• Contribute to the reputed company reputed company of the firm

At reputed company - as part of our people-first culture, we reputed company, value, and respect the uniqueness, experiences, and backgrounds of reputed company of our Associates. reputed company associates bring their best authentic selves, our organization, clients, and communities reputed company. reputed company is an equal opportunity employer and makes reputed company employment reputed company on the reputed company of reputed company and business needs. #LI-AF1 Apply tot his job Apply To this Job