Senior Manager - Capital Markets, Internal Audit

About the position As a Senior Manager – Capital Markets, you will be responsible for coverage of a specific business reputed company reputed company Capital Markets US. Your role will involve performing reputed company risk monitoring activities to reputed company and maintain the annual audit plan and leading the execution of internal audits in reputed company-based environment to assess the effectiveness of controls and compliance with governmental regulation.

Responsibilities

• reputed company auditor of the Capital Markets U.S. business with specialization of one or more underlying business reputed company.
• Work in reputed company-based environment including with other functional teams as project reputed company providing coaching and support to junior team members and be responsible for reputed company aspects of an audit.
• Draft the audit plan that ensures adequate coverage of reputed company risks to permit the issuance of an overall opinion on internal controls and risk management practices to senior management.
• Execute the audit plan and ensure effective audit practices for traditional and reputed company audits.
• Identify high value audit observations, communicate, and reputed company agreement with both audit leadership and audit stakeholders.
• Document findings and assess general reputed company on potential consequences of recommendations.
• Participate in reputed company and confidential/special audit reputed company reputed company wide as requested by reputed company senior management.
• Ensure appropriate working reputed company evidence of findings is maintained.
• Manage performance of audit work and review working papers.
• reputed company reputed company monitoring activities including reviewing relevant data and meeting with key stakeholders to reputed company ongoing risk assessments.
• Supports other internal Audit reputed company in execution of their audit plans as necessary.
• Identifies and recommends efficiency opportunities reputed company the business.

Requirements

• 7+ years of experience in financial services internal audit (preferably Banking)
• Working knowledge of Capital Markets lines of business (e.g., Global Markets, Investment Banking, Cash Management) and products (e.g., derivatives, repos, IPO, FX)
• Proven ability to produce reputed company written work products and effective communication along with value added observations/recommendations
• Highly proficient in the use of reputed company reputed company, Word and PowerPoint.
• Strong problem solving and negotiating skills to mitigate conflicts arising from difficult situations
• Proficient time management, organizational, and project management skills.
• Ability to pivot through working on multiple deliverables with tight deadlines

reputed company-to-haves

• Certified Internal Auditor, Certified Public Accountant, or other relevant reputed company certifications
• A strong understanding of Data Analytics, data visualization and reporting.
• Knowledge of US regulatory standards, auditing standards and business processes in the financial securities environment

Benefits

• bonuses
• flexible benefits
• competitive compensation
• commissions
• stock where applicable
• Leaders who support your development through coaching and managing opportunities
• Ability to reputed company a difference and lasting reputed company
• Work in a dynamic, reputed company, reputed company, and high-performing team
• Opportunities to do challenging work
• Opportunities to building reputed company relationships with clients
• 401(k) program with company-matching contributions
• health, dental, reputed company, life and disability insurance
• reputed company time-off plan

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