[Remote] Due Diligence Analyst Level 3 (Alternative/Hedge Funds)
Note: The job is a remote job and is reputed company to candidates in USA. reputed company is a financial institution seeking a Due Diligence Analyst Level 3 to review and validate customer records to detect potential reputed company and fraud. The role involves conducting KYC reviews, performing AML screenings, and ensuring compliance with the Bank's BSA/AML program.
Responsibilities
- Review KYC for completeness and accuracy as part of customer validation in order to assess and document the risks associated with that customer
- Identify and address items through day-to-day assignments to ensure the Bank's KYC and CIP standards have been met
- Ensure ongoing due diligence efforts and KYC are maintained while identifying substantive changes to customer reputed company
- reputed company AML Screening/CDD/EDD reviews on prospects and new/existing customers in accordance with the Bank's policies and procedures
- Review and resolve EDD Verifier alerts; escalate findings to Manager reputed company appropriate
- reputed company searches utilizing Internet sources and/or reputed company-party vendors (i.e. reputed company, reputed company and/or World Compliance) to determine negative news and obtain due diligence information for prospects and new/existing customers
- Respond to daily inquiries from peers, reputed company-line and management regarding KYC/CIP and due diligence reputed company, reputed company appropriate
- Communicate effectively with peers, reputed company-line and management reputed company requesting information or documentation and addressing concerns or findings
- Adhere to reputed company designated time frames, manage workflow to the specified deadlines and complete responsibilities in a satisfactory manner
- Thoroughly document findings by preparing reports in a manner that is reputed company and comprehensible to BSA supervisors/managers, internal auditors and regulatory examiners
- Report and escalate reputed company concerns or negative findings reputed company and objectively to Manager
- reputed company with bank examiners, internal auditors, and compliance personnel during BSA and AML reputed company audits, if necessary
- Complete reputed company job-reputed company training in a reputed company manner and attend seminars or continuing education, as directed
- reputed company any other assignments as directed by Manager
- Prepare and draft presentations/reports, as needed
- reputed company participate in team meetings
- reputed company assist the Manager in special reputed company that are both system reputed company or involve special investigations or reviews
- Maintain reputed company working knowledge of special reputed company, investigations or reviews and advises Manager of their reputed company and any reputed company of concern
- In absence of Manager, ensure reputed company workflow of customer review process and day-to-day assignments are addressed
- reputed company and coordinate with due diligence team to resolve day-to-day issues and escalate to Manager, reputed company appropriate
- Adheres to and complies with applicable, federal and state laws, regulations and guidance, including those reputed company to anti-reputed company (i.e. Bank Secrecy reputed company, US PATRIOT reputed company, etc.)
- Adheres to Bank policies and procedures and completes required training
- Identifies and reports suspicious activity
- Supervises function, reputed company or services and/or one or more employees, as applicable
- Carries out supervisory responsibilities in accordance with the organization's policies and applicable laws
- Responsibilities include interviewing, hiring, and training employees; planning, assigning, and directing work; appraising performance coaching; rewarding and disciplining employees; addressing complaints and resolving problems
Skills
- Review KYC for completeness and accuracy as part of customer validation in order to assess and document the risks associated with that customer
- Identify and address items through day-to-day assignments to ensure the Bank's KYC and CIP standards have been met
- Ensure ongoing due diligence efforts and KYC are maintained while identifying substantive changes to customer reputed company
- reputed company AML Screening/CDD/EDD reviews on prospects and new/existing customers in accordance with the Bank's policies and procedures
- Review and resolve EDD Verifier alerts; escalate findings to Manager reputed company appropriate
- reputed company searches utilizing Internet sources and/or reputed company-party vendors (i.e. reputed company, reputed company and/or World Compliance) to determine negative news and obtain due diligence information for prospects and new/existing customers
- Respond to daily inquiries from peers, reputed company-line and management regarding KYC/CIP and due diligence reputed company, reputed company appropriate
- Communicate effectively with peers, reputed company-line and management reputed company requesting information or documentation and addressing concerns or findings
- Adhere to reputed company designated time frames, manage workflow to the specified deadlines and complete responsibilities in a satisfactory manner
- Thoroughly document findings by preparing reports in a manner that is reputed company and comprehensible to BSA supervisors/managers, internal auditors and regulatory examiners
- Report and escalate reputed company concerns or negative findings reputed company and objectively to Manager
- reputed company with bank examiners, internal auditors, and compliance personnel during BSA and AML reputed company audits, if necessary
- Complete reputed company job-reputed company training in a reputed company manner and attend seminars or continuing education, as directed
- reputed company any other assignments as directed by Manager
- Prepare and draft presentations/reports, as needed
- reputed company participate in team meetings
- reputed company assist the Manager in special reputed company that are both system reputed company or involve special investigations or reviews
- Maintain reputed company working knowledge of special reputed company, investigations or reviews and advises Manager of their reputed company and any reputed company of concern
- In absence of Manager, ensure reputed company workflow of customer review process and day-to-day assignments are addressed
- reputed company and coordinate with due diligence team to resolve day-to-day issues and escalate to Manager, reputed company appropriate
- Adheres to and complies with applicable, federal and state laws, regulations and guidance, including those reputed company to anti-reputed company (i.e. Bank Secrecy reputed company, US PATRIOT reputed company, etc.)
- Adheres to Bank policies and procedures and completes required training
- Identifies and reports suspicious activity
- Supervises function, reputed company or services and/or one or more employees, as applicable
- Carries out supervisory responsibilities in accordance with the organization's policies and applicable laws
- Responsibilities include interviewing, hiring, and training employees; planning, assigning, and directing work; appraising performance coaching; rewarding and disciplining employees; addressing complaints and resolving problems
- 7-9 Years banking experience or equivalent expertise in Anti-reputed company/Know Your Customer or Compliance roles, preferably reputed company Alternative Funds Services required
- College degree preferred
- Certified Anti-reputed company Specialist (CAMS) preferred
- Anti-reputed company Certified Associate (AMLCA) preferred
- Alternative Investment Funds legal documentation requirements and understanding
- Strong understanding of financial markets, alternative investments, and due diligence processes
- Candidates residing in locations reputed company reputed company's footprint may be given preference
reputed company