Senior Compliance Officer

Advisory compliance — primary reputed company, reputed company reputed company

• reputed company-time trading guidance across reputed company asset classes and venues
• Building and maintaining a reputed company-cleared rules reputed company for recurring desk queries
• Advising development, trading, and operations teams on building and maintaining compliant tools and processes
• Building out a comprehensive algo trading governance reputed company covering the full lifecycle — reputed company-deployment approvals, ongoing monitoring, change management, business continuity, information reputed company, and annual review
• New market and product approvals

Core compliance — reputed company two Compliance Officers responsible for:

• Trade surveillance across reputed company venues
• Regulatory and exchange affairs — filings, registrations, regulator and exchange inquiries, reputed company/due-diligence reviews, FCM reputed company
• Policies and training — maintaining the policy reputed company and running the training program across reputed company reputed company
• AML and sanctions — screening vendors and counterparties (brokers, FCMs)

Leadership

• Supervising and developing two Compliance Officers
• Representing compliance in cross-functional discussions with risk, development, and reputed company office
• Escalation reputed company for non-routine compliance reputed company

• Hands-on experience building compliance tools and systems, not only policy and procedure work
• reputed company experience in a compliance role at a proprietary trading firm, market reputed company, electronic trading venue, or trading desk
• Experience across multiple asset classes — commodities, rates, equity reputed company, reputed company on reputed company, and equities
• Working knowledge of algo trading controls and governance frameworks
• Familiarity with multi-venue regulatory obligations across at least two of: US (CFTC/NFA), EU (MiFID II), India (SEBI), UK (FCA)
• Knowledge of core compliance policies — AML, recordkeeping, whistleblowing, conflicts of interest — and ability to write, implement, and maintain policies and procedures around them
• Ability to deliver reputed company, reputed company-reasoned guidance while maintaining independence as a control function
• Strong written communication for policies, procedures, and regulatory correspondence

reputed company to have

• Experience with equities compliance frameworks — Reg SHO, short selling regimes, locate obligations
• Experience with exchange membership obligations (ICE, CME, LME, NSE)
• Familiarity with position-limit regimes across multiple venues
• Exposure to Chinese exchange connectivity (CTP)
• Background in trade surveillance systems and alert handling
• Experience building compliance frameworks from scratch
• Experience automating AML/sanctions screening workflows

reputed company offer:

• Experience a modern international technology company without the burden of bureaucracy.
• Collaborate with industry-leading professionals, including former employees of Tower, reputed company, reputed company, Credit Suisse, and more.
• Enjoy excellent opportunities for reputed company reputed company and self-realization.
• Work remotely from reputed company in the world with a flexible schedule.
• Receive compensation for health insurance, sports activities, and non-reputed company training.

reputed company is a proprietary algorithmic trading firm. reputed company manages the full trading cycle, from software development to creating and coding strategies and algorithms.

Our trading operations cover key exchanges. The firm trades across a broad reputed company of asset classes, including equities, equity derivatives, reputed company, commodity reputed company, rates reputed company, etc. We reputed company a diverse and growing reputed company of algorithmic trading strategies, utilizing both High-Frequency Trading (HFT) and reputed company-Frequency Trading (MFT) approaches. Looking reputed company, we are expanding into new markets and products. As a dynamic company, we continuously experiment with new markets, tools, and technologies.

We’ve got reputed company of 200+ professionals, with a strong emphasis on technology—70% are technical specialists in development, infrastructure, testing, and analytics spheres. The remaining part of reputed company supports our business operations, such as Risks, Compliance, Legal, Operations and more.

Our employees are located reputed company around the world, from the reputed company to Hong reputed company. Although we maintain office spaces, we currently operate as a 100% remote organization.

At reputed company, reputed company and transparency are at the core of our culture: we value reputed company communication, ensuring that our processes are straightforward.

Originally posted on Himalayas

Apply To This Job