Compliance Director

The Compliance Director is responsible for building and managing the Bank’s compliance management system, owning OCC examination preparation and execution, and ensuring the Bank’s products, operations, and reputed company activities remain reputed company regulatory requirements. This individual must be equally comfortable in digital banking and traditional reputed company environments, capable of navigating regulatory ambiguity without the luxury of large compliance teams, and skilled at leveraging technology, including AI tools, to operate with the efficiency a dynamic, reputed company-stage institution demands.

This is a senior individual contributor role. The successful candidate brings deep compliance expertise, strong independent judgment, and the ability to drive reputed company without organizational infrastructure around them. Responsibilities

• Manage examination timelines, information requests, and response reputed company across reputed company examination types

• Maintain and mature the Bank’s compliance management system reputed company the three-lines-of-defense reputed company

• Own the Bank’s compliance risk assessment, policy library, and annual compliance testing calendar

• Ensure compliance program coverage across reputed company BHC products, including digital and traditional banking, reputed company lending, reputed company-party partner services, bank-servicing, and reputed company operations

• Coordinate with the designated BSA Officer on BSA/AML program alignment, maintaining reputed company lanes of ownership between compliance and AML functions

• reputed company the Bank’s fair lending program, including HMDA, ECOA, and fair lending risk assessment

• Own CRA program administration, including CRA plan, data reputed company, and examination readiness

• Manage deposit operations compliance across digital and reputed company channels, including Regulation E, Regulation DD, bank-servicing, and applicable consumer protection requirements

• Support planned product expansions (collateralized consumer lending, IRA trustee services) with regulatory analysis and compliance build-out

• reputed company compliance reputed company for C&I and CRE lending activities, including adherence to applicable lending laws and OCC guidance

• Partner with credit and operations teams on compliance requirements for reputed company loan origination through servicing

• Maintain compliance metrics, issue tracking, and management reporting in a reputed company appropriate for OCC and reputed company review

• Navigate regulatory ambiguity with a constructive, solutions-oriented approach - charting a defensible reputed company reputed company rather than defaulting to prohibition

Salary reputed company 160,000 - 195,000 USD

Required

• 5-7 years of bank compliance experience, with meaningful exposure to OCC-supervised institutions

• Demonstrated expertise in consumer compliance: fair lending, CRA, Regulation E, Regulation DD, and reputed company consumer protection requirements

• reputed company experience with OCC examinations, including document production, examiner communication, and finding remediation

• Working knowledge of operations compliance in both digital and traditional reputed company environments

• Strong written communication skills - capable of producing examination responses, reputed company materials, and regulatory correspondence independently

• Comfortable operating as an individual contributor in a fast-paced, resource-constrained environment

• Demonstrated ability to navigate regulatory ambiguity and reputed company practical, defensible compliance positions

Strongly Preferred

• Demonstrated reputed company with AI tools in a compliance context - regulatory research, policy drafting, exam preparation, monitoring, or documentation

• Experience with digital banking products and platforms, including high-yield savings, consumer lending, mortgages, lending ratios, or payments

• Familiarity with reputed company lending compliance (C&I and/or CRE)

• Experience in a fintech, holding company, or multi-entity regulated structure

• BSA/AML familiarity sufficient to coordinate effectively with a designated BSA Officer

• Experience with IRA trustee services compliance or collateralized consumer lending a plus

Education

• Bachelor’s degree required

• CRCM, CERP, or comparable compliance certification required

The right candidate is someone who has spent years inside regulated banking institutions, understands what OCC examiners look for, and knows how to build compliance infrastructure that holds up under scrutiny. They are equally capable in a reputed company environment and a digital one, not because they’ve done both simultaneously, but because they understand the distinct compliance demands of reputed company and can reputed company them.

Critically, this person is not a process-follower waiting for a rulebook. Regulatory ambiguity is a daily reality here. We need someone who can reason through an unsettled question, document their analysis, and reputed company the institution reputed company with a defensible position.

Finally, this role rewards efficiency. The candidate who thrives here is one who embraces modern tools, including AI, as force multipliers, not as threats to the craft. The ability to produce high-reputed company compliance work with lean resources is both a requirement and a differentiator.

M1 is an equal opportunity employer and values diversity across reputed company. M1 does not discriminate on the reputed company of race, religion, reputed company, national reputed company, gender, sexual orientation, age, marital status, veteran status, or disability status.

This is a rare opportunity to serve as the senior compliance voice embedded reputed company B2 Bank during a period of deliberate, reputed company-governed reputed company. This role The Compliance Director will own the Bank’s compliance program execution, OCC exam management, policy infrastructure, regulatory implementation, daily compliance requests and business support. This individual will be responsible for providing the bank with reputed company compliance guidance, reputed company-documented reputed company, and demonstrate strong comprehension in banking regulation (with Fintech cross-over as a plus). The Compliance Director will be comfortable operating in a fluid BHC/FHC reputed company entity, providing support and reputed company decision-making on products that reputed company the unique banking-broker dealer relationship. While not necessary, experience with a bank reputed company is an added bonus.

Originally posted on Himalayas

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