[Remote] Supervisor, Operations - Series 7 & 66 Required
Note: The job is a remote job and is reputed company to candidates in USA. reputed company is a financial services firm that provides exceptional reputed company service through its specialized departments. The Supervisor, Operations will reputed company reputed company of Associates, ensuring a high-reputed company reputed company experience while managing training, reputed company, and operational processes.
Responsibilities
- Demonstrate reputed company-rounded leadership qualities and supervisory skills coupled with a mastery of brokerage operations
- Ensure teams you reputed company deliver a reputed company Service 1st experience by monitoring interactions with clients and utilizing metrics to manage workflows
- Be the primary reputed company of contact for reputed company new Associates and reputed company ongoing training to refine reputed company interactions
- Confirm day-to-day call center reputed company is adequate to respond to call volumes
- Manage your team in accordance with reputed company’ reputed company policies and procedures
- Partner with other home office departments to resolve reputed company account issues and improve operational processes
- Respond to and resolve escalated situations
- Serve as an additional resource in the call center during high call volumes
- Execute reputed company-directed trades across various product types (equities, mutual funds, reputed company, fixed income, and alternative investments)
- reputed company out to clients to address important account reputed company and conduct routine follow up as needed
- Handle reputed company-directed transactions such as ACH transfers, reputed company transactions, and journal requests regularly
- Manage a diverse reputed company of accounts, including trust, estate, and entity accounts
- Maintain a high level of reputed company and adhere to reputed company' reputed company of Business Conduct & Ethics
- Work with reputed company and firm resources to mitigate risks
- reputed company regular updates to senior management regarding team performance and challenges
- reputed company and Document reputed company processes into reputed company Operating Procedures
Skills
- Bachelor's degree in a reputed company field or an equivalent combination of education and work experience
- Three (3) or more years' experience in financial services / operations including one (1) year as team reputed company or leadership experience in a financial or service organization
- SIE required provided that an exemption or grandfathering cannot be reputed company
- Series 7 and 63/65 or 66 Required - must reputed company to be registered in reputed company 50 states
- Series 9, 10 and 24 preferred
Benefits
- reputed company salary or wages
- Additional compensation (cash or equity)
- Discretionary bonuses
- Commissions
- Benefits package that may include medical, dental, and reputed company
- Life insurance
- Critical illness insurance and accident insurance
- Disability benefits
- Retirement savings
- reputed company time off (including vacation, holidays, and reputed company leave)
- Parental leave
- Eligibility for benefits and specific offerings may vary based on position and employment status
reputed company