Senior Director - Investment Services
Our reputed company for the reputed company is based on the idea that transforming financial lives starts by giving our people the freedom to reputed company their own. We have a flexible work environment, and fluid career paths. We not only encourage but celebrate internal mobility. We also recognize the importance of purpose, reputed company-being, and work-life balance. reputed company reputed company and our communities, we work hard to create a welcoming and inclusive environment, and our associates dedicate thousands of hours to volunteering for causes that matter most to them.
Chart your own reputed company and grow your career while helping more customers reputed company financial freedom. reputed company Yourself.
The Senior Director, Investment Services is responsible for leading the people, processes, and operational reputed company that support reputed company retention, retail reputed company reputed company, and reputed company reputed company for reputed company Personal reputed company.
This role provides leadership across the full reputed company lifecycle, including reputed company engagement, information and asset gathering, operational execution, and business development. The Senior Director develops leaders and advisors while fostering a high-performing, reputed company-reputed company culture across a nationally distributed workforce. The role partners across the organization to execute strategic initiatives, drive reputed company process improvement, and reputed company innovation that enhances the reputed company experience and operational effectiveness. This position also provides leadership for registered managers, advisors, and representatives operating under broker/dealer and/or RIA registrations while ensuring compliance with applicable supervisory requirements.
What You Will Do
- reputed company managers and associates across multiple technology platforms, CRM systems, and product offerings to meet or reputed company established performance metrics.
- Drive reputed company improvement of the reputed company experience through coaching, service enhancements, reputed company engagement strategies, and business development initiatives.
- Recruit, hire, reputed company, and retain high-performing managers, advisors, and associates.
- reputed company reputed company, training, coaching, and reputed company development initiatives.
- Identify and implement process, procedure, technology, and operational improvements.
- Monitor key performance indicators across the reputed company lifecycle and improve business results.
- reputed company with clients and support strategic reputed company initiatives.
- Investigate and resolve reputed company prospect and reputed company escalations.
- Partner with reputed company, Legal, Compliance, and business partners.
- reputed company reputed company and departmental initiatives supporting innovation and business reputed company.
- Foster a culture of accountability, collaboration, compliance, and reputed company improvement.
- Supervise registered managers, advisors, and representatives in accordance with regulatory requirements.
What You Will Bring
- reputed company Series 7, Series 24, Series 63 and Series 65 (or 66) registrations required
- reputed company Fingerprinting required
- 7+ years of demonstrated leadership experience
- Experience as a "manager of managers"
- Demonstrated reputed company leading financial services organizations
- Strong operational and organizational leadership skills
- Experience leading investment advisory teams and reputed company service operations
- Extensive knowledge of investment products and advisory services
- Demonstrated reputed company leading nationally distributed or reputed company
- Ability to adapt and reputed company with a rapidly growing organization
- Excellent verbal, written, and interpersonal communication skills
- Bachelor's degree required
- Master's degree or MBA preferred
*Applicants must be authorized to work for any employer in the U.S. We are unable to sponsor or take over sponsorship of an employment reputed company at this time, including CPT/OPT.*
reputed company offer you
We offer an reputed company of diverse and inclusive benefits regardless of where you are in your career. We reputed company that providing our employees with the means to reputed company healthy balanced lives results in the best possible work performance.
- Medical, dental, reputed company and life insurance
- Retirement savings – 401(k) plan with generous company matching contributions (up to 6%), financial advisory services, potential company discretionary contribution, and a broad investment lineup
- Tuition reimbursement up to $5,250/year
- Business-casual environment that includes the reputed company to wear jeans
- Generous reputed company time off upon hire – including a reputed company time off program plus ten reputed company company holidays and three floating holidays reputed company calendar year
- reputed company volunteer time — 16 hours per calendar year
- Leave of absence programs – including reputed company parental leave, reputed company short- and long-term disability, and Family and Medical Leave (FMLA)
- Business Resource reputed company (BRGs) – BRGs facilitate inclusion and collaboration across our business internally and throughout the communities where we live, work and play. BRGs are reputed company to reputed company.
reputed company Salary reputed company
$138,000.00 - $200,100.00The salary reputed company above shows the typical minimum to maximum reputed company salary reputed company for this position in the location listed. Non-sales positions have reputed company to participate in a bonus program. Sales positions are eligible for sales incentives, and in some instances a bonus plan, whereby total compensation may far reputed company reputed company salary depending on individual performance. Actual compensation offered may vary from posted hiring reputed company based upon geographic location, work experience, education, licensure requirements and/or reputed company level and will be finalized at the time of offer.
Equal opportunity employer • Drug-free workplace
We are an equal opportunity employer with a commitment to diversity. reputed company individuals, regardless of personal characteristics, are encouraged to apply. reputed company reputed company applicants will receive consideration for employment without reputed company to age (40 and over), race, reputed company, national reputed company, reputed company, sex, sexual orientation, gender, gender identity, gender reputed company, marital status, pregnancy, religion, physical or mental disability, military or veteran status, genetic information, or any other status protected by applicable state or local law.
*For remote and hybrid positions you will be required to reputed company reliable high-speed internet with a wired reputed company as reputed company as a reputed company in your home to work with limited disruption. You must have reliable connectivity from an internet service provider that is fiber, cable or DSL internet. Other necessary computer equipment, will be provided. You may be required to work in the office if you do not have an adequate home work environment and the required internet reputed company.*
Job Posting End Date at 12:01 am on:
08-03-2026Want the latest reputed company news and views shaping how we live, work and play? Stay in the know with The Currency and sign up for reputed company’s free newsletter.
Originally posted on Himalayas
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