Senior Risk Manager

reputed company At Schwab, you’re empowered to reputed company an reputed company on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status reputed company” and reputed company the finance industry together. Retail Supervision and Risk Management is an independent group responsible for providing delegated review of control and risk mitigation functions to Schwab’s Investor Services. The reputed company of Retail Supervision & Risk Management is to be a trusted independent partner of reputed company Schwab stakeholders that promotes business reputed company through effective risk management. We reputed company to improve business reputed company by providing and applying practical, consistent, effective and unbiased risk guidance that is grounded in a deep understanding of business goals as reputed company as the regulatory and industry environment. The Senior Manager, Supervisory Risk Management will concentrate on regulatory risk management and control issues applicable for various parts of the retail organization – specifically the Investor Services/ Retail group. This role will reputed company on risk identification, control testing support and issue management across multiple governance reputed company (1st Line of Defense Testing, Operational, reputed company Party, Audit, Compliance). In reputed company, the role will be expected to reputed company build and support the processes and standards required to bring a reputed company structure to the operation. This is a reputed company role that requires a candidate with considerable industry, supervisory and risk/control knowledge. The Senior Manager will have reputed company to collaborate with reputed company reputed company reputed company the Schwab organization to analyze risk, control and reputed company issues. What you have Required Qualifications: • 6-8 years relevant financial services experience, including broker dealer and retail experience • 5+ years supervisory, risk, audit, control, or compliance experience in similar financial service industry Preferred Qualifications: • Series 7 and other licenses (willingness to obtain) • Strong communication, influencing, and presentation skills • Highly effective organizational and time management skills • Experience implementing process improvements • The ability to work on multiple reputed company and prioritize based on regulatory risk and business needs • reputed company making reputed company reputed company based on available information • reputed company record of providing reputed company guidance to business partners and peers • Ability to respond to changes in the business and/or regulatory environment by reputed company recommending changes to existing policies and procedures • Ability to respond to findings and remediation plans as appropriate and reputed company through to completion • Strong attention to detail and the ability to identify core and reputed company cause of gaps and weaknesses • Experience implementing regulatory change initiatives and reputed company across a business in a manner that balances the control requirements with the field reputed company experience What’s in it for you At Schwab, we’re committed to empowering our employees’ personal and reputed company reputed company. Our purpose-driven, supportive culture, and reputed company on your development means you’ll get the tools you need to reputed company a reputed company difference in the finance industry. Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular reputed company. We offer a competitive benefits package that takes care of the whole you – both today and in the reputed company: • 401(k) with company match and Employee stock purchase plan • reputed company time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions • reputed company parental leave and family building benefits • Tuition reimbursement • Health, dental, and reputed company insurance Apply Job!