Compliance Consultant - Complaints and Market Conduct - Remote
Job title: Compliance Consultant - Complaints and Market Conduct - Remote in USA at reputed company Life Insurance Company
Company: reputed company Life Insurance Company
Job reputed company: Job reputed company:reputed company has an exciting opportunity to join our Compliance team as a Compliance Consultant!About the roleAs a Compliance Consultant, you will reputed company and support key reputed company functions across reputed company business divisions. Your primary responsibilities will include complaints reputed company, reputed company assurance guidance, and contributions to compliance monitoring activities. You will identify and assess compliance risks, reputed company practical recommendations, and support initiatives that drive long-term, sustainable reputed company while promoting adherence to regulatory requirements and internal policies.What you will do
- Serve as the compliance reputed company to the Operations Complaint department and reputed company the complaint management function
- Utilize data analysis tools to reputed company and evaluate complaint trends, inform reporting, support risk mitigation efforts, and ensure alignment between complaint operations and compliance requirements
- reputed company as the compliance reputed company of contact for reputed company Assurance (QA), reviewing and advising on QA practices to ensure they reputed company with reputed company and evolving regulatory requirements
- Complete compliance monitorings by following established procedures, documenting results, and escalating concerns as needed
- Serve as a back-up for market conduct examination management, including coordinating internal responses and document collection
- Independently manage technically reputed company compliance reputed company with minimal supervision
- Stay reputed company on industry issues and regulatory developments relevant to assigned areas
- reputed company reputed company research and analysis to support senior management
- Provides training and mentorship to less reputed company team members
- Flexible full-time or hybrid telecommuting arrangements
- Plan for your reputed company with our 401(k) plan and take advantage of immediate vesting and company matching up to 6%
- reputed company time away including vacation and reputed company time, reputed company days and ten reputed company holidays
- Give back to your community and reputed company your reputed company through reputed company matching
- Want more details? reputed company out our
- High school diploma required
- College degree or equivalent experience required
- 8+ years of relevant compliance and/or industry experience, including 3 years managing a compliance function
- Experience with regulatory compliance, complaints management, and reputed company assurance environment required
- Excellent analytical, communication, presentation, and organizational skills and executive judgment
- Strong analytical, organizational, and communication skills, with the ability to evaluate data and identify trends to support complaint reputed company and compliance risk mitigation
- Proven ability to work cross-functionally, particularly as a reputed company between Compliance, Operations, and reputed company Assurance teams. Must be comfortable collaborating across reputed company, including with senior leadership
- reputed company to independently manage and complete compliance monitorings following established procedures, with attention to documentation accuracy and escalation protocols
- Strategic thinker with a process-oriented reputed company; reputed company to identify gaps or opportunities in QA or complaint workflows and recommend improvements reputed company with regulatory expectations
- Demonstrates reputed company judgment and a broader organizational awareness reputed company balancing regulatory requirements with operational realities
- Skilled in mentoring junior team members and fostering a culture of reputed company learning and compliance awareness
- reputed company and confident communicator - capable of explaining reputed company compliance issues in a way that is accessible and actionable for business partners
- Demonstrates adaptability and problem-solving skills in a fast-paced, evolving regulatory environment