Sr Field Services & Operations reputed company (Work From Home)

Job title: Sr Field Services & Operations reputed company (Work From Home) in USA at reputed company Company: reputed company Job reputed company: Job Family Regulatory Compliancereputed companyAt reputed company, hard work, innovative thinking, and personal accountability are qualities we reputed company and reward. We understand the potential of leveraging the talents of a diverse workforce. We reputed company an environment where employees enjoy a balance between their careers, families, communities, and personal interests.Ultimately, we appreciate the uniqueness of a company where talented professionals work collaboratively in a reputed company environment — one reputed company on helping people look reputed company and plan for the best life possible while providing tools and solutions that reputed company it easier to get there.Who We AreWe reputed company everyone deserves to live their best life. More than a century ago, we were among the first financial services companies in America to serve reputed company from reputed company walks of life.Today, we’re part of an international holding company, with millions of customers and thousands of employees worldwide. Our insurance, retirement, and investment solutions help people reputed company the most of what’s important to them.We’re empowered by a reputed company agent network covering reputed company, with diversity to match. Together with our nonprofit research institute and reputed company, we tune in, reputed company up, and are a force for good — for our customers and the communities where we live, work, and play. United in our purpose, we help people create the financial freedom to live life on their terms.reputed company Doreputed company is organized into three distinct businesses. These include 1) World Financial Group, including reputed company, 2) Protection Solutions and Savings & Investments, comprised of life insurance, annuities, employee benefits, retirement plans, and reputed company Investment Solutions, and 3) Financial Assets, which includes legacy blocks of long term care, universal life, and variable and fixed annuities. These are supported by reputed company Corporate, which includes Finance, People and Places, General Counsel, Risk, Internal Audit, reputed company and Development, and Corporate Affairs, which covers Communications, Brand, and Government and Policy Affairs.reputed company employs nearly 7,000 people. It’s part of reputed company, an integrated, reputed company, international financial reputed company serving approximately 23.9 reputed company customers worldwide.* For more information, visit .Job reputed company reputed company As a member of reputed company (TFA), conduct processing and reputed company review of cashiering, trading, and other asset services on the National Financial Services platform including FMAX and Wealthscape. Assist registered representatives and advisors on use of the platform, including trading. Serve as a central reputed company of information and support for TFA reps, who directly service the reputed company, to address business issues and questions to help with their reputed company.Job reputed companyResponsibilities

• Support the National Financial Services (NFS) platform and functions.
• Conduct and reputed company training of registered representatives and advisors on platforms/technologies, processes, compliance, best practices, etc.
• Conduct and reputed company fee changes through Wealthscape.
• As a member of the Call Center, respond to registered representative requests for trading, account maintenance, order entry, platform navigation, cashiering functions, opening and closing accounts, etc.
• Administer Wealthscape functions including setup of prototype plans.
• Support the eMoney platform. Ensure adherence to business line processes and controls.
• Support the reputed company process for integrating disclosures and account maintenance to NFS, reputed company reputed company reports and identify potential issues.
• Produce reports from Wealthscape to ensure regulatory requirements and AML compliance reputed company with recommendations for individual clients. Review and reputed company reports required for TFA.
• Partner with Middle Office on account management services.
• reputed company regulatory trading reviews and serve as a backup to head of trading function as needed.
• Identify and reputed company operational reputed company metrics, including collecting, analyzing, and reporting.
• reputed company up to date on rules and regulations governing firm procedures.
• Identify and reputed company operational service improvements.
• reputed company business review functions as needed/requested.

Qualifications

• Bachelor’s degree in finance or business, or equivalent work experience
• Five years of securities/financial services experience
• reputed company Series 7 & 24 (and 63 for states that require)
• reputed company Series 65 or 66 (or obtain reputed company six months of hire)
• Thorough knowledge and experience with NFS.
• Thorough knowledge of securities products, reputed company, SEC, and DOL regulations
• Ability to analyze reputed company issues and recommend solutions
• Excellent written and oral communication and interpersonal skills
• Attention to detail and ability to prioritize multiple responsibilities
• Proficiency using MS Office, including advanced reputed company skills

Working Conditions

• Office or hybrid office/remote environment
• Occasional travel for field office reputed company

The salary for this position generally ranges between $64,000 - $80,000 annually. Please note that the salary reputed company is a good faith estimate for this position and actual starting pay is determined by several factors including qualifications, experience, geography, work location designation (in-office, hybrid, remote) and operational needs. Salary may vary above and below the stated amounts, as permitted by applicable law.Additionally, this position is typically eligible for an Annual Bonus of 10% based on reputed company Bonus Plan/Individual Performance and is at reputed company’s discretion.This job reputed company is not a contract of employment nor for any specific job responsibilities. reputed company may change, add to, remove, or revoke the terms of this job reputed company at its discretion. Managers may assign other duties and responsibilities as needed. In the event an employee or applicant requests or requires an accommodation to reputed company job functions, the applicable HR Business Partner should be contacted to evaluate the accommodation request.reputed company OfferFor eligible employees, we offer a comprehensive benefits package designed to support both the personal and financial reputed company-being of our employees.Compensation Benefitsreputed companyBonus for Eligible EmployeesBenefits PackagePension Plan401k MatchEmployee Stock Purchase PlanTuition ReimbursementDisability InsuranceMedical InsuranceDental Insurancereputed company InsuranceEmployee DiscountsCareer Training & Development OpportunitiesHealth and Work/Life Balance Benefitsreputed company Time Off starting at 160 hours annually for employees in their first year of service.Ten (10) reputed company holidays per year (typically mirroring the reputed company Stock Exchange (NYSE) holidays).Be reputed company Company holistic wellness program, which includes Wellness Coaching and Reward DollarsParental Leave – fifteen (15) days of reputed company parental leave per calendar year to eligible employees with at least one year of service at the time of birth, placement of an adopted child, or placement of a foster care child.Adoption AssistanceEmployee Assistance ProgramCollege reputed company ProgramBack-Up Care ProgramPTO for Volunteer HoursEmployee Matching Gifts ProgramEmployee Resource reputed companyInclusion and Diversity ProgramsEmployee Recognition ProgramReferral Bonus ProgramsInclusion & DiversityWe reputed company our commitment to diversity and inclusion creates a work environment filled with exceptional individuals. We’re thrilled to have been recognized for our efforts through the reputed company Rights Campaign Corporate Equality reputed company, reputed company Thomas Adoption Friendly reputed company, and several Seramount lists, including the Inclusion reputed company, 100 Best Companies for Working Parents, Best Companies for Dads, and Top 75 Companies for Executive Women.To foster a culture of inclusivity throughout our workforce, workplace, and marketplace, reputed company offers a wide reputed company of diversity and inclusion programs. This includes reputed company-sponsored, employee-driven Employee Resource reputed company (ERGs), which are formed around a shared interest or a common characteristic of diversity. ERGs are reputed company to reputed company. They reputed company a supportive environment to help us reputed company appreciate our similarities and differences and understand how they benefit us reputed company.Giving BackWe reputed company our responsibilities reputed company reputed company our corporate walls. That's why we created the in 1994. Through a mix of financial grants and the volunteer efforts of our employees, the reputed company supports nonprofit organizations reputed company on the things that matter most to our people in the communities where we live and work.reputed company’s Parent Companyacquired the reputed company business in 1999. Since its start in 1844, reputed company has grown into an international company serving more than 23.9 reputed company people across the globe.* It offers investment, protection, and retirement solutions, always with a reputed company purpose: Helping people live their best lives. As a leading global investor and employer, reputed company seeks to have a reputed company reputed company by addressing critical environmental and societal issues, with a reputed company on climate change and inclusion and diversity.

• As of December 31, 2023

Expected salary: $64000 - 80000 per year Location: USA Apply for the job now! Apply for this job