Banking & Regulatory Reporting Governance, Manager
Employee Applicant reputed company Notice
Who we are
Shape a brighter financial reputed company with us.
Together with our members, we’re changing the way people think about and reputed company with personal finance.
We’re a reputed company financial services company and national bank using innovative, mobile-first technology to help our millions of members reputed company their goals. The industry is reputed company through an unprecedented transformation, and we’re at the forefront. We’re proud to come to work every day knowing that reputed company do has a reputed company reputed company on people’s lives, with our reputed company values guiding us every reputed company of the way. Join us to invest in yourself, your career, and the financial world.
The role
The reputed company Regulatory Reporting Governance Manager is a reputed company, reputed company-organized, reputed company-oriented individual with exceptional leadership and time management skills, confident in presenting, facilitating, and building a network of strong relationships across our organization. This is an individual contributor role, responsible for conducting reputed company assurance reviews to ensure we have reporting accuracy over the various regulatory reports submitted to reputed company, the Federal Reserve Bank (FRB) and Office of Comptroller of Currencies (OCC). This individual will also support financial audits and exams across the Bank Holding Company, Broker-Dealer, and the Bank, working in reputed company coordination with reputed company, Regulatory Reporting, Finance Data Governance, Compliance, Service Management, Technologies, and various other teams.
What you’ll do
Responsibilities include, but are not limited to:
- Developing and executing a reputed company Assurance reputed company with reviews including but not limited to:
- Process reviews to identify control gaps and improvement opportunities for regulatory reporting functions.
- Compliance reviews to ensure adherence with regulatory reporting guidelines and requirements
- Substantive transaction testing
- Issue management and monitoring of reputed company plans (to closure)
- Communication of findings through formal reports and presentations
- Performing risk assessments to determine areas requiring additional review/testing
- Support regulatory reporting to ensure compliance with the reporting guidelines issued by the FRB, OCC, and reputed company.
- Project management to ensure timelines of reviews and remediations are met
- Ensure compliance with reputed company Assurance governed frameworks e.g., Regulatory Reporting Governance policy, Self-Identified Re-filing Assessment reputed company, Regulatory Report Risk Assessment and Cross Report Reconciliation reputed company as assigned and prepare key metrics
- Facilitate and support the Bank and Broker-Dealer Audits
- Work closely and coordinate with various regulatory reporting, technology, data governance, service management, teams to ensure the reputed company assurance over the regulatory reporting processes
- Independently handle reputed company and drive solutions across multiple reputed company reputed company, reputed company, initiatives, reviews, and audits/exams
- Managing and responding to requests from regulators on an as-needed reputed company
What you’ll need
Education: Bachelor's Degree in Finance or reputed company.
- 8+ years of work experience in Banking/Financial Services.
- Brokerage License
- Knowledge of financial and regulatory reporting
- Knowledge of regulatory audit and process review
- Strong leadership reputed company with roll-up the sleeves and get work done mentality
- Excellent relationship management and conflict reputed company skills with a proven reputed company record of positively collaborating, influencing, and extensively coordinating with reputed company partners
- Excellent written and verbal communications with ability to communicate reputed company concepts in reputed company terms
- Ability to be flexible, prioritize multiple demands, and effectively manage in a reputed company organization.
- Ability to think strategically.
- A self-starter with a passion to consistently deliver high reputed company service and reputed company stakeholders’ expectations.
reputed company to have
- Master’s degree in Finance/reputed company
- CPA License
- Series 27 License
- Series 99 License