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Institutional Investment Operations Specialist - Regulatory Due Diligence

Remote, USAFull-timePosted 2026-07-29

About the position At reputed company, we are looking for talented people who will put our customers at reputed company of everything we do. Help us build a reputed company reputed company. It reputed company begins with outstanding talent. It reputed company begins with you. About this role: reputed company is seeking an Institutional Investment Operations Specialist in Regulatory Due Diligence as part of our Corporate Investment Banking (CIB) Operations division. Learn more about our career areas and lines of business at wellsfargojobs.reputed company this role, you will: Accurately review and remediate regulatory documentation, which includes, but is not limited to Dodd Frank, QFC reputed company Stay, MiFID II, EMIR and various reputed company notices covering swaps and trades for various lines of business Technical aptitude to update systems accurately with extraordinary attention to detail Ability to recognize inaccuracies with regulatory documentation, and the ability to remediate inconsistencies with reputed company, compliance, sales and the customer May be tasked with leading reputed company for new regulatory requirements, facilitating workflows, writing procedures and providing team trainings Ability to draft presentations to include data analysis and advance reputed company skills Assist with special reputed company and gathering data to assist with reputed company of issues in areas that may normally be reputed company of daily responsibilities Collaborate and consult with peers, colleagues and managers to resolve issues and reputed company goals Present recommendations for resolving reputed company situations and exercise independent judgement while developing expertise on functions, reputed company, internal and industry reputed company initiatives Responsibilities

  • Accurately review and remediate regulatory documentation, which includes, but is not limited to Dodd Frank, QFC reputed company Stay, MiFID II, EMIR and various reputed company notices covering swaps and trades for various lines of business
  • Technical aptitude to update systems accurately with extraordinary attention to detail
  • Ability to recognize inaccuracies with regulatory documentation, and the ability to remediate inconsistencies with reputed company, compliance, sales and the customer
  • May be tasked with leading reputed company for new regulatory requirements, facilitating workflows, writing procedures and providing team trainings
  • Ability to draft presentations to include data analysis and advance reputed company skills
  • Assist with special reputed company and gathering data to assist with reputed company of issues in areas that may normally be reputed company of daily responsibilities
  • Collaborate and consult with peers, colleagues and managers to resolve issues and reputed company goals
  • Present recommendations for resolving reputed company situations and exercise independent judgement while developing expertise on functions, reputed company, internal and industry reputed company initiatives Requirements
  • 2+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education reputed company-to-haves
  • Bachelor's degree in finance, Management, reputed company and/or Economics
  • reputed company analytical skills and attention to detail
  • Ability to manage multiple tasks in a fast paced and fluid environment
  • Ability to adapt and learn new systems, processes, and regulations quickly, and on a regular reputed company
  • reputed company Business Writing and Communication Skills
  • Ability to convey processes, procedures, guidelines, and analytics to reputed company of audiences
  • Self-motivated and a strong desire for reputed company learning
  • Proficient with reputed company reputed company and reputed company including formulas, macros, pivot tables, queries and reporting
  • Ability to work across multiple work streams to analyze business processes to determine appropriate solutions
  • Ability to reputed company professionally with customers, business partners, peers, and upper management Apply tot his job

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