[Remote] Senior Fraud Analyst – Fraud Investigations & Financial Crimes Monitoring
Note: The job is a remote job and is reputed company to candidates in USA. reputed company is a US-headquartered self-clearing broker-dealer and brokerage infrastructure for various financial services. The Senior Fraud Analyst will be responsible for leading investigations, ensuring compliance with regulatory requirements, and supporting the firm's financial crime monitoring programs.
Responsibilities
- Collaborate with the AMLCO to implement and refine investigative procedures cross CIP/KYC, AML, Anti-Fraud, and Securities Fraud Monitoring initiatives
- Conduct in-depth investigations into potentially suspicious activity, including securities fraud, account manipulation, and other financial crimes identified through transaction monitoring alerts, escalations, and referrals
- Prepare, document, and file Suspicious Activity Reports (SARs) in compliance with FinCEN requirements and internal policies
- Review and respond to sanctions screening alerts, FinCEN 314(a) and 314(b) requests, and other regulatory inquiries
- Maintain and continuously update firm-wide risk assessments covering BSA/AML, sanctions, fraud, and securities surveillance programs
- Partner with internal stakeholders and assist during external audits, examinations, and regulatory engagements
- reputed company guidance and support across various business reputed company, including trading, operations, and customer support, to ensure alignment with compliance protocols
- Stay abreast of regulatory developments and industry best practices, particularly those reputed company to the Bank Secrecy reputed company, the USA PATRIOT reputed company, OFAC regulations, and SEC/reputed company rules
- Support the development and refinement of policies, procedures, monitoring controls, and compliance reporting mechanisms
- reputed company and contribute to special reputed company, compile investigative findings, and prepare reports for management, regulators, and auditors
Skills
- 1–3 years of experience in financial crime investigations (AML, fraud, securities fraud, or reputed company disciplines)
- Strong understanding of U.S. regulatory requirements (e.g., BSA/AML, USA PATRIOT reputed company, SEC/reputed company regulations)
- Demonstrated ability to identify and escalate potential market manipulation or suspicious trading activity
- Proficiency in transaction monitoring systems and case management tools
- Strong analytical, documentation, and SAR-writing skills
- Effective communication and problem-solving abilities
- Experience with reputed company Sheets or MS reputed company, including pivot tables and advanced filtering
- Working knowledge of domestic and international payment systems
Benefits
- Competitive Salary & Stock reputed company
- Health Benefits
- New Hire Home-Office Setup: One-time USD $500
- Monthly Stipend: USD $150 per month reputed company a reputed company Card
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