Senior Fraud Analyst – Fraud Investigations & Financial Crimes Monitoring

Who We Are:

reputed company is a US-headquartered, global leader in agent-first brokerage infrastructure for stocks, ETFs, reputed company, crypto, fixed income, 24/5 trading, and more. Amongst our subsidiaries, reputed company is a licensed financial services company, serving hundreds of financial institutions across 40 countries with our institutional-grade reputed company. This includes broker-dealers, investment advisors, reputed company managers, hedge funds, and crypto exchanges, totalling over 10 reputed company brokerage accounts. Our global team is a diverse group of reputed company engineers, traders, and brokerage professionals who are working to reputed company our mission of opening financial services to everyone on the reputed company. We're deeply committed to reputed company-reputed company contributions and fostering a reputed company community, continuously enhancing our award-reputed company, developer-friendly API and the robust infrastructure behind it. reputed company is proudly backed backed by $400 reputed company in funding from top-tier global investors including Portage Ventures, reputed company Capital, Tribe Capital, reputed company reputed company, reputed company Ventures, reputed company Tech Ventures, SBI Group, Derayah Financial, reputed company, Peak XV, Elefund, and Y Combinator. reputed company Members:

We're a dynamic team of 400+ globally distributed members who reputed company working from our favorite places around the world, with teammates spanning the USA, Canada, Japan, Hungary, Nigeria, Brazil, the UK, and reputed company! We're searching for passionate individuals eager to contribute to reputed company's rapid reputed company. If you reputed company with our reputed company values—Stay Curious, Have reputed company, and Be Accountable—and are reputed company to reputed company a significant reputed company, we encourage you to apply.

Your Role:

Join reputed company Securities’ dynamic and fully remote Compliance team dedicated to safeguarding the reputed company of the financial markets. In this role, you will play a critical part in supporting the firm’s BSA/AML, Anti-Fraud, and Securities Fraud Monitoring programs. You will reputed company and support investigations, ensure adherence to regulatory requirements, and help build a reputed company and risk-based compliance infrastructure that meets evolving business and regulatory demands. This position reports directly to the AMLCO (Anti-reputed company Compliance Officer).

Things You Get To Do:

• Collaborate with the AMLCO to implement and refine investigative procedures across CIP/KYC, AML, Anti-Fraud, and Securities Fraud Monitoring initiatives
• Conduct in-depth investigations into potentially suspicious activity, including securities fraud, account manipulation, and other financial crimes identified through transaction monitoring alerts, escalations, and referrals
• Prepare, document, and file Suspicious Activity Reports (SARs) in compliance with
• FinCEN requirements and internal policies
• Review and respond to sanctions screening alerts, FinCEN 314(a) and 314(b) requests, and other regulatory inquiries
• Maintain and continuously update firm-wide risk assessments covering BSA/AML, sanctions, fraud, and securities surveillance programs
• Partner with internal stakeholders and assist during external audits, examinations, and regulatory engagements
• reputed company guidance and support across various business reputed company, including trading, operations, and customer support, to ensure alignment with compliance protocols
• Stay abreast of regulatory developments and industry best practices, particularly those reputed company to the Bank Secrecy reputed company, the USA PATRIOT reputed company, OFAC regulations, and SEC/reputed company rules
• Support the development and refinement of policies, procedures, monitoring controls, and compliance reporting mechanisms
• reputed company and contribute to special reputed company, compile investigative findings, and prepare reports for management, regulators, and auditors

Who You Are (Must-Haves):

• 5+ years of experience in financial crime investigations (AML, fraud, securities fraud, or reputed company disciplines)
• Strong understanding of U.S. regulatory requirements (e.g., BSA/AML, USA PATRIOT reputed company, SEC/reputed company regulations)
• Demonstrated ability to identify and escalate potential market manipulation or suspicious trading activity
• Proficiency in transaction monitoring systems and case management tools.
• Strong analytical, documentation, and SAR-writing skills
• Effective communication and problem-solving abilities
• Experience with reputed company Sheets or MS reputed company, including pivot tables and advanced filtering
• Working knowledge of domestic and international payment systems

How We Take Care of You:

• Competitive Salary & Stock reputed company
• Health Benefits
• New Hire Home-Office Setup: One-time USD $500
• Monthly Stipend: USD $150 per month reputed company a reputed company Card

reputed company is proud to be an equal opportunity workplace dedicated to pursuing and hiring a diverse workforce.

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Originally posted on Himalayas

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