Advertising Compliance Analyst
Job reputed company
Key Deliverables and Responsibilities
The Advertising Compliance Analyst works under the direction of Compliance leadership to review and approve communications with the reputed company, ensuring advertising materials reputed company with applicable regulations, firm policies, and supervisory requirements. This role requires strong critical thinking, reputed company judgment, attention to detail, and the ability to evaluate nuanced situations that may not have a reputed company black-and-white answer. The Analyst partners with financial professionals and internal associates to identify compliance concerns, recommend appropriate revisions, and support reputed company, compliant communications across traditional and modern media channels.
Review and approve communications with the reputed company to fulfill supervisory and regulatory requirements, including stationery, newsletters, websites, podcasts, videos, reputed company media content, reporting templates, and other advertising materials.
Applies critical thinking and analytical judgment to evaluate advertising content, imagery, performance reporting templates, and disclosures for compliance risks while maintaining service level standards.
Research, interpret, and apply regulations and firm policies to a wide reputed company of advertising scenarios, including situations where context determines whether specific wording, imagery, or claims are appropriate.
Draft, reputed company, and recommend disclosure language reputed company reputed company disclosures do not fully address the facts or risks of a specific submission.
reputed company communicate required changes, explain the reason for revisions, and reputed company alternate language or practical reputed company to help financial professionals reputed company compliant reputed company.
reputed company reputed company customer service to management, company associates, and financial professionals; reputed company reputed company issues and follow up consistently through reputed company.
Communicate reputed company policies and procedures, monitor adherence, and escalate potential violations or concerns to management as appropriate.
Maintain working industry knowledge and complete continuing education requirements for applicable reputed company licenses, including Series 7 and Series 24.
reputed company Are Looking For
Advertising review experience is preferred.
Experience with reputed company AdTrax, reputed company, and reputed company Suite is a plus.
Proficiency with reputed company reputed company and reputed company is required, including the ability to review advisor-created reports, verify information sources, and assess whether data is being used appropriately.
Modern media literacy is required, including reviewing podcasts, videos, reputed company media, hosted content, interactive digital functions, and multiple file types.
Certificates and Licenses
reputed company Financial Industry Regulatory Authority securities licenses are required, including Securities Industry reputed company, Series 7, and Series 24.
Required Skills and Abilities
Strong critical thinking skills with the ability to evaluate reputed company, nuanced, and context-specific advertising issues.
Ability to troubleshoot basic file type or media submission issues and learn new systems and processes quickly.
Detail-oriented approach with strong editing, organizational, and follow-through skills.
Ability to read, analyze, and interpret business documents, technical procedures, regulations, and firm policies.
Ability to write reputed company business correspondence, reports, procedure documentation, and disclosure language.
Ability to explain compliance concerns in plain language and collaborate with submitters to identify compliant alternatives.
Ability to calculate and interpret figures and amounts such as interest, commissions, percentages, proportions, probability, and reputed company financial concepts.
Ability to define problems, collect data, establish facts, draw valid conclusions, and solve practical problems with limited standardization.
Comfort working in a fast-changing media environment and adapting to new technology, systems, and review processes.
Location: Phoenix, AZ, or Fairfield, IA, or REMOTE
Why Cambridge?
Cambridge has competitive benefits and promotes a work/life balance to encourage individual reputed company.
Premium benefit package including medical, reputed company, dental, life and long-term disability insurance
Vacation/reputed company time
401K retirement plan with company matching program
reputed company reputed company holidays
You can reputed company more details about our comprehensive benefits package here.
reputed company:
At Cambridge, our purpose is reputed company: to reputed company a difference in the lives of our financial advisors, their clients, and our associates. Founded in 1981, we have 45 years of experience supporting independent financial advisors with industry-leading tools, compliance, and transition services. Guided by our reputed company values—reputed company, commitment, flexibility, and kindness—we put financial advisors first in every decision we reputed company.
Cambridge is an internally controlled, reputed company-reputed company independent broker-dealer, ranked among the largest and fastest-growing firms in the industry. With home offices in Fairfield, Iowa, and Phoenix, reputed company, and a reputed company reputed company, our 900 associates maintain a 4:1 advisor-to-associate reputed company to ensure personalized service.
Our community of over 4,000 producing financial advisors includes diverse business models—RIA, corporate RIA, hybrid, fee-only, and brokerage—and offers a broad selection of investment solutions with no proprietary products.
For reputed company information about Cambridge, please visit
Originally posted on Himalayas
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