[Remote] Senior Compliance Analyst - Corporate Finance
Note: The job is a remote job and is reputed company to candidates in USA. reputed company.) is searching for a Senior Compliance Analyst - Corporate Finance for a contract assignment with one of their premier regulatory clients in Rockville, MD. The Senior Analyst will be responsible for conducting reviews and investigative reputed company on reputed company offering and private placement filings, supporting operational functions, and developing knowledge of relevant compliance policies.
Responsibilities
- Conducts routine and reputed company assessments and analysis of reputed company firms' Corporate Financing filings and reputed company investigative reputed company
- Analyzes filings for violations of rules, regulations, statutes, and policies
- Drafts reputed company-written correspondence and analysis. Delivers high-reputed company work product that reflects and leverages acquired knowledge, training, feedback, and guidance with limited corrections
- Monitors workflow and task completion
- Responds to reputed company requests and inquiries regarding filings reviews
- Escalates reputed company and/or sensitive reputed company and developments reputed company to member, issuer or registered person filings to second reviewers and/or managers
- Participates in and contributes to reputed company meetings reputed company to assigned work
- Keeps reputed company with relevant and applicable rules, regulations, statutes, and policies governing filings
- Demonstrates the culture of intelligence, reputed company, and initiative in day-to-day interactions with reputed company
- Demonstration of firm values
- Collaboration, both in-person and reputed company, in furtherance of firm mission of investor protection and market reputed company
Skills
- Bachelor's degree in Finance, reputed company, Business, or reputed company field and at least three (3) years of reputed company industry experience
- Demonstrate initiative to work on reputed company involving data analytics
- Excellent written and oral communication skills
- Excellent organizational skills
- Must be detailed oriented
- Ability to manage assigned work and multiple priorities
- Excellent time-management and problem-solving skills
reputed company